01.02.19 · foundations / groups

Tensor algebra, exterior algebra, symmetric algebra

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Anchor (Master): Grassmann 1844 Ausdehnungslehre; Cartan 1922 Lecons; Bourbaki Algebre Ch. III

Intuition [Beginner]

Start with a vector space — a collection of vectors you can add and scale. The tensor algebra builds every possible product of these vectors: products of one vector, products of two, products of three, and so on. It is the most general algebra you can build from , like writing polynomials where the variables are your basis vectors. Every other way to multiply vectors is a special case of this one.

Two special cases stand out. The exterior algebra keeps only those products that change sign when you swap two factors — like how a signed area flips when you reverse orientation. This algebra measures areas, volumes, and their higher-dimensional analogues. The symmetric algebra keeps only products that stay the same under swapping — like ordinary multiplication of numbers, where the order does not matter. This algebra produces polynomial expressions.

Why does this concept exist? The tensor algebra is the universal framework for multiplying vectors. The exterior algebra captures oriented areas and volumes. The symmetric algebra captures polynomial expressions. Together they organise every way to build multi-variable expressions from a single vector space.

Visual [Beginner]

A tower of blocks stacked vertically. The bottom block represents scalars (dimension 1). The next block represents itself (dimension ). Each successive block represents products of one more vector, with dimension multiplied by each time. Two arrows branch from the tower: one pointing left to a shorter tower labelled "exterior algebra" and one pointing right to a widening tower labelled "symmetric algebra."

Three algebras from a vector space: tensor (full tower), exterior (anti-symmetric quotient), symmetric (commutative quotient)

The exterior algebra reaches a peak at the middle level and then shrinks back to zero. The symmetric algebra grows without bound.

Worked example [Beginner]

Consider , a 2-dimensional space with basis vectors and .

Step 1. The tensor algebra builds a tower of products at increasing lengths. Length 0 is just the scalars: dimension 1. Length 1 is itself: dimension 2. Length 2 gives all pairwise products: dimension . Length 3 gives all products of three vectors: dimension .

Step 2. The exterior algebra at each level keeps only anti-symmetric products. At length 0, dimension 1. At length 1, dimension 2 (same as ). At length 2, swapping the two factors changes the sign, so the only independent anti-symmetric product combines and : dimension 1. At length 3 and above, you cannot form an anti-symmetric product from only 2 basis vectors: dimension 0.

Step 3. The symmetric algebra at each level keeps only symmetric products. At length 0, dimension 1. At length 1, dimension 2. At length 2, the products with , with , and with are all distinct: dimension 3. At length 3, the products are with with , with with , with with , and with with : dimension 4.

What this tells us: the exterior algebra of has total dimension (which is ), while the symmetric algebra grows without bound.

Check your understanding [Beginner]

Formal definition [Intermediate+]

Let be a field and let be a finite-dimensional vector space over [vector space]. The -th tensor power of is with the convention [tensor product].

Definition (Tensor algebra). The tensor algebra of is the graded -algebra with multiplication given by concatenation: .

Definition (Exterior algebra). The exterior algebra (or Grassmann algebra) of is the quotient where is the two-sided ideal of generated by all elements for . The image of in is written and called the wedge product. The grading descends: where [Bourbaki Algebre Ch. III].

Definition (Symmetric algebra). The symmetric algebra of is the quotient where is the two-sided ideal of generated by all elements for . The grading descends: .

The wedge product satisfies for all (anti-commutativity on degree-1 elements), since expands to . The symmetric product satisfies (commutativity on degree-1 elements) by construction.

Counterexamples to common slips [Intermediate+]

  • is not a subalgebra of . It is a quotient: the wedge product is not the restriction of the tensor product but the image of the tensor product under the quotient map. In particular, ; the former is a coset in .

  • The exterior algebra is finite-dimensional, but the symmetric algebra is not. For , the total dimension of is (the sum of binomial coefficients). But for all , so is infinite-dimensional.

  • is non-commutative for . In , the element is nonzero for linearly independent . Both and address this — one by imposing anti-commutativity (), the other by imposing commutativity ().

Key theorem with proof [Intermediate+]

Theorem (Dimension of exterior powers). Let be an -dimensional vector space over a field . Then for each : and for . In particular, has total dimension .

Proof. Fix a basis for . For a strictly increasing multi-index with , define .

Spanning. Any element of is a -linear combination of elements with . Expanding each in the basis and using multilinearity of , every such wedge product becomes a linear combination of terms where the indices need not be increasing or distinct.

For any permutation , the anti-commutativity relation gives If two indices among are equal, say , then swapping the positions and introduces a sign of but leaves the element unchanged (same basis vector in both slots), forcing . Therefore only terms with distinct, strictly increasing indices survive, and the elements span .

For , any wedge product involves indices drawn from , so at least two must be equal, giving zero by the argument above.

Linear independence. Suppose where the sum runs over all strictly increasing multi-indices of length . Fix one such multi-index and let denote the complementary strictly increasing multi-index, so is a permutation of .

Set . Wedging the relation with :

For any , the set contains a repeated index: since differs from , there exists an element of not in , and this element must lie in (the complement of ). This repeated index forces .

For , the product involves every basis vector exactly once, so , a nonzero element of the one-dimensional space . Therefore: Since , we conclude . As was arbitrary, all coefficients vanish. The number of strictly increasing multi-indices of length from is .

Bridge. The dimension formula builds toward the Plucker embedding of the Grassmannian, where each -dimensional subspace of corresponds to a point in , and appears again in 01.02.10 (tensor product) through the identification of as a quotient of . The foundational reason is that anti-symmetry reduces the tensor products at level to exactly independent wedge products. This is exactly the combinatorial content that identifies the exterior algebra with the algebra of alternating multilinear forms, and the bridge is between the algebraic construction (quotient of ) and the geometric content (oriented -dimensional volumes). Putting these together with the determinant identification , the exterior algebra becomes the natural home for determinant theory.

Exercises [Intermediate+]

Advanced results [Master]

Theorem 1 (Universal property of ). The tensor algebra is the free associative -algebra on : for any associative -algebra and any -linear map , there exists a unique -algebra homomorphism extending . The homomorphism is given by .

Every algebra generated by is a quotient of by a two-sided ideal [Bourbaki Algebre Ch. III]. The exterior algebra (ideal generated by ) and the symmetric algebra (ideal generated by ) are the two most fundamental quotients.

Theorem 2 (Determinant via exterior algebra). Let be a linear endomorphism of an -dimensional vector space. Then induces for each , and on the top exterior power:

The determinant is the unique scalar by which acts on the one-dimensional space [Cartan 1922]. This characterisation makes the multiplicative property immediate: , and composition of scalar multiplications multiplies the scalars.

Theorem 3 (Grassmannian and the Plucker embedding). For a vector space of dimension , the Grassmannian of -dimensional subspaces embeds into via the map , where is any basis for . The image is cut out by the Plucker relations: quadratic equations in the homogeneous coordinates on .

The Plucker embedding realises as a projective variety of dimension inside a projective space of dimension [Griffiths-Harris 1978].

Theorem 4 (Hilbert series of ). If has dimension over , the symmetric algebra is isomorphic to the polynomial ring . The Hilbert series with the standard grading is:

The Hilbert series encodes the growth of dimensions across all graded pieces and is the generating function for [Eisenbud 1995].

Theorem 5 (Koszul complex). Let be a vector space of dimension and let be a linear functional. The Koszul complex is the chain complex where . If , the Koszul complex is exact.

The Koszul complex is the archetypal linear free resolution and the building block for regular sequences in commutative algebra [Eisenbud 1995].

Theorem 6 (Exterior derivative). Let be a smooth manifold. The exterior derivative is the unique -linear map on differential forms satisfying: (i) for functions , (ii) (graded Leibniz rule), (iii) . The de Rham cohomology is the cohomology of the resulting complex.

The exterior derivative generalises grad, curl, and div from vector calculus to a single operator on the exterior algebra of differential forms [Cartan 1922].

Theorem 7 (Symmetrisation and PBW). The symmetrisation map defined on degree- elements by is an injective linear map identifying with the subspace of symmetric tensors in . As coalgebras, is an isomorphism symmetric tensors in .

This is the special case of the Poincare-Birkhoff-Witt theorem when the Lie algebra is abelian [Bourbaki Algebre Ch. III].

Synthesis. The universal property of is the foundational reason that every algebra generated by factors through the tensor algebra, and the exterior and symmetric algebras are the two fundamental quotients obtained by imposing anti-commutativity and commutativity respectively. The central insight is that the dimension formula and the Hilbert series of are the two generating functions governing the growth of these algebras.

Putting these together with the Plucker embedding, which realises the Grassmannian as a subvariety of , and the Koszul complex, which uses the exterior algebra to build the archetypal free resolution, the bridge is between the algebraic construction (graded quotient of ) and the geometric and topological structures these algebras parametrise. This is exactly the structure that generalises from vector spaces to vector bundles, where and are the -th exterior and symmetric power bundles, and the pattern recurs throughout algebraic topology and differential geometry 01.02.10.

Full proof set [Master]

Proposition 1 (Determinant via wedge product). Let be a linear map on an -dimensional vector space. Then for any :

Proof. Both sides are alternating multilinear functions of . Since is one-dimensional with basis , the map is a scalar multiple of . Define to be this scalar.

To compute it, choose a basis and write . Then:

Terms with repeated indices vanish. The remaining terms are permutations:

The coefficient is the Leibniz formula for .

Proposition 2 (Hilbert series of ). If , then as graded -algebras, and the Hilbert series is .

Proof. Choose a basis for . The map sending is a surjective -algebra homomorphism by construction. The monomials form a basis for the degree- part of , and their number is , which equals by Exercise 4. Since is surjective and the domain and codomain have the same dimension at each graded level, is an isomorphism.

The generating function is: by the generalised binomial theorem: .

Connections [Master]

  • Tensor product of modules 01.02.10. The tensor algebra is built from iterated tensor products , and the universal property of extends the tensor product's universal property from bilinear maps to multilinear maps of arbitrary arity. The exterior algebra and the symmetric algebra are both quotients of by ideals generated by elements in the tensor product. The foundational reason these quotient constructions work is that the tensor product provides the universal bilinear pairing 01.02.10, and iterating it produces all multilinear products.

  • Vector space 01.01.03. A vector space over a field is the raw material from which , , and are constructed. The dimension of controls the dimensions of all three algebras: , , and . A choice of basis for determines explicit bases for all three algebras.

  • Bilinear and quadratic forms 01.01.15. The exterior algebra provides the framework for alternating bilinear forms: a bilinear form on is alternating precisely when it factors through , meaning for a linear functional on . A non-degenerate alternating form (symplectic form) on a -dimensional space identifies with its dual via the wedge product, and the classification of alternating forms parallels the construction of .

Historical & philosophical context [Master]

Grassmann 1844 introduced the exterior product in Die lineale Ausdehnungslehre [Grassmann 1844], developing a calculus of extensive quantities that included anti-commuting products, the wedge operation, and the foundations of what is now called the exterior algebra. The work was largely ignored for decades. Clifford 1878 connected Grassmann's exterior algebra with Hamilton's quaternions by introducing a single generating relation for a quadratic form , producing what are now called Clifford algebras [Clifford 1878]. Cartan 1922 systematised the exterior derivative and the calculus of differential forms in Lecons sur les invariants integraux [Cartan 1922], establishing the exterior algebra as the natural language for differential geometry and de Rham cohomology.

The modern synthesis, in which , , and are presented uniformly as quotient algebras of the tensor algebra, crystallised in Bourbaki's Algebre chapters II-III. The identification of the exterior algebra with alternating multilinear forms and the symmetric algebra with polynomial rings made these constructions central to both commutative algebra and algebraic geometry.

Bibliography [Master]

@book{Grassmann1844,
  author = {Grassmann, Hermann G.},
  title = {Die lineale Ausdehnungslehre, ein neuer Zweig der Mathematik},
  publisher = {Wigand},
  year = {1844},
  address = {Leipzig},
}

@article{Clifford1878,
  author = {Clifford, William K.},
  title = {Applications of Grassmann's extensive algebra},
  journal = {American Journal of Mathematics},
  volume = {1},
  year = {1878},
  pages = {350--358},
}

@book{Cartan1922,
  author = {Cartan, Elie},
  title = {Lecons sur les invariants integraux},
  publisher = {Hermann},
  year = {1922},
  address = {Paris},
}

@book{Bourbaki1989,
  author = {Bourbaki, Nicolas},
  title = {Algebra I: Chapters 1--3},
  publisher = {Springer},
  year = {1989},
}

@book{Greub1978,
  author = {Greub, Werner H.},
  title = {Multilinear Algebra},
  edition = {2nd},
  publisher = {Springer},
  year = {1978},
}

@book{Eisenbud1995,
  author = {Eisenbud, David},
  title = {Commutative Algebra with a View Toward Algebraic Geometry},
  publisher = {Springer},
  year = {1995},
  series = {Graduate Texts in Mathematics 150},
}

@book{GriffithsHarris1978,
  author = {Griffiths, Phillip and Harris, Joseph},
  title = {Principles of Algebraic Geometry},
  publisher = {Wiley},
  year = {1978},
}