03.12.54 · modern-geometry / homotopy

Filtered space

shipped3 tiersLean: none

Anchor (Master): Brown-Higgins-Sivera *Nonabelian Algebraic Topology* §B.7 and Part III (connected filtered spaces, the connectivity condition $\phi$); Brown-Higgins on crossed complexes

Intuition Beginner

A filtered space is a space together with a record of how it was built up in stages. You name a growing chain of subspaces that eventually fills out the whole space . The index is a measure of "how far along the build" you are: is the starting material, is what you have after the first round of gluing, and so on.

The running example to keep in mind is a CW complex. There you build a shape one dimension at a time: dots, then sticks glued to dots, then patches glued onto the stick-figure, then solid blobs. The -skeleton is "everything of dimension or less." That nested sequence of skeleta is the filtration. Nothing new is added to the space; the filtration just remembers the staircase you climbed to reach it.

Why bother recording the staircase? Because many hard questions about a space become answerable one floor at a time. If you understand how floor sits inside floor , you can often assemble an answer for the whole building from the answers on each landing. The filtration is exactly that floor-by-floor scaffold.

Visual Beginner

A schematic of nested subspaces: a small inner blob labelled , a larger region around it labelled , a still larger one , and so on, with the outermost boundary labelled . Arrows point outward to show the chain of inclusions growing to fill the whole space.

For a CW complex the rings are the skeleta: the innermost dots are , adding arcs gives , adding patches gives , and the union of all of them is the space.

Worked example Beginner

Filter the circle using its smallest CW build: one dot and one arc.

Step 1. Let be the single point . This is the 0-skeleton: one 0-cell, nothing else. Step 2. Glue an arc (a 1-cell) by attaching both of its endpoints to . The result is a loop. Call this loop . Step 3. There are no cells of dimension 2 or higher, so , , and the chain stops growing. Step 4. The filtration is , and the union of all the pieces is itself.

What this tells us: the filtration on has real content only in degrees 0 and 1. Floor 0 is a point; floor 1 is the whole circle; every later floor repeats floor 1. The "interesting" information — a loop appearing — happens exactly at the step from to , which matches the fact that the circle's first loop lives in dimension 1.

Check your understanding Beginner

Formal definition Intermediate+

A filtered space is a topological space together with a sequence of subspaces $$ X_0 \subseteq X_1 \subseteq X_2 \subseteq \cdots \subseteq X_n \subseteq \cdots \subseteq X $$ indexed by , satisfying the exhaustion condition . The subspace is the -th filtration stage. We write for the filtered space, reserving for the underlying total space [Brown-Higgins-Sivera §B.7]. By convention .

The exhaustion condition fixes the underlying set of but not yet its topology relative to the stages. Two regimes occur. In the subspace-filtration regime, carries a given topology and each has the subspace topology; this is the default in Hatcher's treatment of skeleta [Hatcher §0]. In the colimit regime, is recovered as , with the weak topology in which is closed iff is closed in for every . For a CW complex the two regimes agree, since the weak topology on the skeleta is the space's topology.

A filtered map is a continuous map that preserves the filtration degree by degree: for all . Filtered maps compose, and the identity is filtered, so filtered spaces and filtered maps form a category, denoted .

Three structural instances recur. The skeletal filtration of a CW complex sets , the -skeleton. The constant filtration on a space sets for every ; the inclusions are identities. A based space becomes a filtered space concentrated in degree by setting and for — only the basepoint occupies the bottom stage.

Counterexamples to common slips

  • A decreasing chain (as appears in the spectral sequence of a filtered complex) is a descending filtration; it is a different object and does not satisfy the ascending-exhaustion convention used here. The two are related by reindexing only when the chain is finite.
  • Exhaustion is about the set . It does not by itself force the topology of to be the colimit topology. The Hawaiian earring filtered by finite sub-wedges exhausts as a set but is not the colimit of those sub-wedges as a space.
  • A continuous map with but not is not a filtered map; the degree must be preserved on the nose, not merely up to a shift.

Key theorem with proof Intermediate+

Theorem. The skeletal filtration makes every CW complex into a filtered space $X_X_n = X^{(n)}f \colon X \to YX_* \to Y_*\mathsf{FTop}X \mapsto X_*\mathsf{FTop}$ is a functor.*

Proof. Let be a CW complex with skeleta . The skeleta are nested closed subspaces by construction, and is the defining union of a CW complex [Hatcher §0]. So exhibits as a filtered space. A cellular map is one with for all , which is exactly the filtered-map condition; identities are cellular, and a composite of cellular maps is cellular, so this assignment respects identities and composition and is a functor into .

For colimits, let be a small diagram with . Form the colimit in , with structure maps . Define the filtration on by $$ X_n = \bigcup_{j \in J} \iota_j\big( X^j_n \big) \subseteq X . $$ Each is a subspace of and because every . Exhaustion holds: , using exhaustion of each and surjectivity of the colimit cocone onto . This makes a filtered space, and the are filtered maps since by definition.

It remains to check the universal property. Suppose is a cocone of filtered maps. The underlying continuous maps factor through a unique continuous with , by the colimit in . The map is filtered: for there is some and with , whence because is filtered, so . Uniqueness of as a continuous map gives uniqueness as a filtered map. Thus with the cocone is the colimit in , computed on underlying spaces.

Bridge. This builds toward the higher homotopy van Kampen theorem of nonabelian algebraic topology, and the colimit computation above appears again in 03.12.55, where the fundamental crossed complex functor is shown to preserve exactly these filtered colimits. The foundational reason filtered spaces are the right input is already visible here: the skeletal filtration is defined as a colimit of its skeleta, so a structure that turns filtrations into algebra must respect colimits, and this is exactly the functoriality just proved. The construction generalises the cellular-pushout assembly of a CW complex from its cells 03.12.10; putting these together, the bridge is the recognition that "build in stages, then read off invariants stage by stage" only works because both the building and the reading are colimit-compatible.

Exercises Intermediate+

Advanced results Master

The bare exhaustion axiom is too weak to support algebra. Nonabelian algebraic topology selects a subclass by imposing a connectivity condition, written , on a filtered space [Brown-Higgins-Sivera §B.7]. The condition has two parts. First, : each inclusion induces a surjection for every — the bottom stage already meets every path component of every higher stage. Second, for : for every basepoint and every pair , the relative homotopy group vanishes, $$ \pi_n(X_r, X_n, v) = 0 . $$ A filtered space satisfying for all degrees is a connected filtered space. The skeletal filtration of a connected CW complex satisfies : cellular approximation lets one push any map of a disk of dimension off cells of dimension , which is precisely the vanishing for .

The connectivity condition is the hinge on which the main theorems of the subject turn. To a connected filtered space one associates its fundamental crossed complex , whose degree- part packages the relative homotopy groups together with the boundary maps and the action of the fundamental groupoid . The condition is exactly what makes this assignment lose no information at the level of cells: the higher van Kampen theorem of Brown-Higgins states that carries certain colimits of connected filtered spaces (gluings along subcomplexes) to colimits of crossed complexes, and the proof requires to subdivide maps and trade a continuous gluing for an algebraic one [Brown-Higgins 1981].

The relationship between filtered spaces and crossed complexes is an equivalence after restriction. On the topological side, the connected filtered spaces with the homotopy relation; on the algebraic side, crossed complexes; the functor and a geometric realisation functor pass between them and become mutually inverse on homotopy categories after the appropriate localisation. The cubical reformulation replaces by a cubical -groupoid built from filtered maps of cubes , and the two models — crossed complexes and cubical -groupoids — are equivalent. The filtered space is the common geometric input feeding both.

Synthesis. The filtered space is the right category of input precisely because every higher-homotopical invariant in this circle of ideas is a staged invariant, and the staging is the foundational reason the theory computes. The skeletal filtration generalises the dimension grading of a CW complex into a free-standing structure, and the connectivity condition is what makes that structure rigid enough to carry algebra: this is exactly the demand that the relative homotopy groups below the diagonal vanish, so that sees each cell once and only once. The higher van Kampen theorem is dual to the colimit computation in proved at Intermediate tier — gluing spaces along subcomplexes on the topological side becomes a colimit of crossed complexes on the algebraic side, and is the bridge that licenses the trade. Putting these together, the central insight is that the move from spaces to filtered spaces is not a loss of generality but a gain of computability: one pays the price of remembering a filtration and is repaid with a functor that turns local-to-global gluings into algebra. This appears again in 03.12.57, where the cubical -groupoid model and the multiple compositions of filtered cubes make the same point in a form built for explicit calculation.

Full proof set Master

Proposition. The skeletal filtration of a connected CW complex is a connected filtered space: it satisfies the connectivity condition in every degree.

Proof. Write . We verify and for .

Condition . We must show is surjective for all . Since is connected and CW, it is path-connected, and so is each skeleton for once is connected: any two 0-cells are joined by an edge-path because the 1-skeleton of a connected CW complex is a connected graph. Every path component of therefore contains a 0-cell, i.e. a point of , so the map on is surjective. (For the map is the identity.)

Condition , . Fix and . We show , i.e. every map of pairs is homotopic rel to a map into . The image is compact, so it meets only finitely many open cells of , hence lies in a finite subcomplex. Apply cellular approximation to the map relative to the subspace , on which already lands in (indeed in after a preliminary approximation): a map of an -dimensional disk can be homotoped off every cell of dimension because a compact set of covering dimension cannot surject onto an open cell of dimension , and the deformation is supported away from . The homotopy is rel and ends in . Thus the class of in is the class of a map into , which is the zero of the relative group. Both conditions hold for all degrees, so is a connected filtered space.

Proposition. Every filtered map $f \colon X_ \to Y_*\Pi(f) \colon \Pi X_* \to \Pi Y_*\Pi$ is functorial.*

Proof. A filtered map satisfies and , so restricts to a map of pairs for every , and to in degree one. Relative homotopy groups are functorial for maps of pairs, so induces homomorphisms commuting with the boundary maps and compatible with the fundamental-groupoid action, since that action is natural for maps of pairs preserving basepoints in . These assembled maps are exactly the data of a crossed-complex morphism . Functoriality and follows from functoriality of each relative homotopy group in the map of pairs.

Stated without proof — see Brown-Higgins-Sivera §14 [Brown-Higgins-Sivera §B.7]. The higher homotopy van Kampen theorem: the functor from connected filtered spaces to crossed complexes preserves the colimits arising from gluing a connected filtered space along a connected filtered subspace, and the resulting equivalence of homotopy categories between crossed complexes and the cubical -groupoids of filtered spaces.

Connections Master

  • CW complex 03.12.10. The skeletal filtration is the prototype filtered space and the only example needed to motivate the whole framework: . The functoriality of on cellular maps proved here is what lets later constructions read a CW complex one skeleton at a time, and the connectivity condition is verified for it using cellular approximation imported from that unit.

  • Fundamental crossed complex (forward unit) 03.12.55. The crossed complex is the direct algebraic successor of this unit: it takes a connected filtered space as input and outputs the graded relative-homotopy data on which the higher van Kampen theorem operates. The colimit computation in established here is precisely the geometric side that must preserve.

  • Cubical -groupoid of a filtered space (forward unit) 03.12.57. The cubical model is the second invariant built from a filtered space, assembled from filtered maps of cubes . Its multiple compositions make the same staged information explicit and calculable, and it is equivalent to ; the filtered space is their common source.

  • Spectral sequence 03.13.01. A filtered chain or cochain complex — a different but cognate filtration, decreasing rather than increasing — drives a spectral sequence whose pages are the successive associated gradeds. The conceptual parallel is exact: both turn a filtration into a sequence of computable pieces, and both recover the whole from how each stage sits inside the next.

Historical & philosophical context Master

Filtration by skeleta is implicit in J. H. C. Whitehead's 1949 introduction of CW complexes, where the dimension grading was the organising device for combinatorial homotopy. The free-standing notion of a filtered space as the input to a functorial algebraic invariant emerged from the work of Ronald Brown and Philip J. Higgins through the 1970s and early 1980s on higher-dimensional analogues of the van Kampen theorem [Brown-Higgins 1981]. Their 1981 paper Colimit theorems for relative homotopy groups fixed the connectivity condition under which relative homotopy groups of a filtered space assemble into a crossed complex with good colimit behaviour, and identified the filtered space — not the bare space — as the carrier on which a nonabelian, higher-dimensional van Kampen theorem could be both stated and proved.

The synthesis appears in the 2011 monograph of Brown, Higgins, and Sivera, Nonabelian Algebraic Topology [Brown-Higgins-Sivera §B.7], which takes the filtered space as the basic geometric object of an entire approach to algebraic topology, develops the equivalence between crossed complexes and cubical -groupoids, and derives classical results — the relative Hurewicz theorem, the Blakers-Massey description of the first non-vanishing relative homotopy group — as consequences of the colimit theorem for filtered spaces.

Bibliography Master

@book{BrownHigginsSivera2011NAT,
  author    = {Brown, Ronald and Higgins, Philip J. and Sivera, Rafael},
  title     = {Nonabelian Algebraic Topology: Filtered Spaces, Crossed Complexes, Cubical Homotopy Groupoids},
  series    = {EMS Tracts in Mathematics},
  volume    = {15},
  publisher = {European Mathematical Society},
  year      = {2011}
}

@article{BrownHiggins1981Colimit,
  author  = {Brown, Ronald and Higgins, Philip J.},
  title   = {Colimit theorems for relative homotopy groups},
  journal = {J. Pure Appl. Algebra},
  volume  = {22},
  year    = {1981},
  pages   = {11--41}
}

@book{HatcherAlgebraicTopology,
  author    = {Hatcher, Allen},
  title     = {Algebraic Topology},
  publisher = {Cambridge University Press},
  year      = {2002}
}

@article{Whitehead1949CombinatorialHomotopyI,
  author  = {Whitehead, J. H. C.},
  title   = {Combinatorial homotopy. {I}},
  journal = {Bull. Amer. Math. Soc.},
  volume  = {55},
  year    = {1949},
  pages   = {213--245}
}