27.04.02 · earth-science / atmosphere-weather

Atmospheric circulation: Hadley, Ferrel, Polar cells; jet streams and Coriolis effect

stub3 tiersLean: nonepending prereqs

Anchor (Master): Lorenz, E. N. — Deterministic nonperiodic flow (1963)

Intuition Beginner

The Sun heats the equator more than the poles. The atmosphere responds by moving heat poleward through a system of circulation cells. Hot air rises at the equator, moves poleward at high altitude, sinks at about 30 degrees latitude, then returns equatorward at the surface. This loop is the Hadley cell. The sinking branch creates the world's major desert belts: the Sahara, the Arabian, and the Australian deserts all lie near 30 degrees.

Two weaker cells operate at higher latitudes. The Ferrel cell, between roughly 30 and 60 degrees, is an indirect cell driven by the neighboring Hadley and Polar cells rather than by direct heating. The Polar cell, from 60 degrees to the pole, is a small but persistent loop of rising air at 60 degrees and sinking at the pole.

Earth's rotation deflects moving air to the right in the Northern Hemisphere and to the left in the Southern. This Coriolis effect transforms what would be simple north-south winds into the curved wind belts we observe. The trade winds blow from the northeast in the Northern Hemisphere and from the southeast in the Southern Hemisphere. The westerlies blow from the southwest between 30 and 60 degrees. Polar easterlies blow from the northeast near the poles.

Fast-moving ribbons of air called jet streams flow near the boundaries between cells, typically at altitudes of 9 to 12 kilometers. The polar front jet, where cold polar air meets warmer mid-latitude air, is the strongest and most important for weather. Its meanders steer storm systems across the continents.

Visual Beginner

Cell Latitude range Surface wind Key features
Hadley 0-30 degrees Trade winds (NE in NH, SE in SH) ITCZ at equator, subtropical highs at 30 degrees
Ferrel 30-60 degrees Westerlies Indirect cell, variable weather
Polar 60-90 degrees Polar easterlies Cold, dry sinking air at pole

Worked example Beginner

Consider a parcel of air at the equator heated by strong solar radiation. It rises to the upper troposphere and begins moving northward. As it travels, the Coriolis effect deflects it to the right (in the Northern Hemisphere). By the time it reaches about 30 degrees north, the deflection has turned it nearly eastward. The air accumulates at this latitude, increasing surface pressure and producing subsidence. This sinking air warms by compression, creating the hot, dry conditions of the subtropical high-pressure zones.

The surface air then flows back toward the equator. Again Coriolis deflects it to the right, producing the northeast trade winds. Meanwhile, poleward of 30 degrees some surface air moves northward, deflected right into the prevailing westerlies. At about 60 degrees, warm westerly air meets cold polar air along the polar front, forcing ascent and creating the subpolar low-pressure belt.

This simplified picture explains why deserts cluster near 30 degrees, why tropical rain forests sit near the equator, and why mid-latitude regions experience frequent storms along the polar front.

Check your understanding Beginner

Formal definition Intermediate+

The three-cell model describes the zonal-mean meridional circulation in each hemisphere. Each cell is a closed loop of rising and sinking air connected by horizontal flow at the surface and aloft.

The Hadley cell spans 0 to 30 degrees latitude. Thermally driven by equatorial heating, it is the strongest and most persistent of the three cells. The rising branch coincides with the Intertropical Convergence Zone (ITCZ), a band of low-level convergence, deep convection, and heavy rainfall. The sinking branch produces the subtropical high-pressure systems at roughly 30 degrees, also called the horse latitudes.

The Ferrel cell spans 30 to 60 degrees. Unlike the Hadley and Polar cells, it is not thermally direct: its sense of circulation is opposite to what differential heating alone would produce. It is maintained by eddy momentum transport from the vigorous mid-latitude baroclinic waves. Its surface branch flows poleward (deflected into the westerlies by Coriolis).

The Polar cell spans 60 to 90 degrees. A thermally direct but weak cell, with rising air at 60 degrees and sinking at the pole. Despite its weakness, it helps maintain the polar high-pressure system.

The Coriolis parameter and geostrophic balance

The Coriolis parameter is defined as:

where rad/s is Earth's angular velocity and is latitude. At the equator (), and Coriolis vanishes. At the pole ( degrees), reaches its maximum value.

Geostrophic balance arises when the pressure gradient force and Coriolis force are in equilibrium:

The geostrophic wind blows parallel to isobars with lower pressure to the left (Northern Hemisphere). This balance holds approximately above the boundary layer for large-scale flows.

Pressure gradient force and surface wind belts

The pressure gradient force per unit mass is:

Near the surface, friction reduces wind speed and therefore weakens the Coriolis force, causing wind to spiral inward toward low pressure and outward from high pressure rather than flowing parallel to isobars. This frictional turning (Ekman turning) is typically 20 to 30 degrees over land and 10 to 15 degrees over ocean.

The resulting surface wind belts are:

  • Trade winds (0-30 degrees): NE in the Northern Hemisphere, SE in the Southern. Steady, reliable, converging at the ITCZ.
  • Westerlies (30-60 degrees): SW in NH, NW in SH. Variable, driven by passing cyclones and anticyclones.
  • Polar easterlies (60-90 degrees): NE in NH, SE in SH. Cold, dry, shallow.

The Intertropical Convergence Zone and subtropical high

The ITCZ is the zone where trade winds from both hemispheres converge. It is characterized by deep cumulus convection, heavy rainfall, light surface winds (the doldrums), and low sea-level pressure. The ITCZ migrates seasonally, following the Sun's zenith point northward in boreal summer and southward in boreal winter. Over land, this migration drives the monsoon circulations of South Asia, West Africa, and northern Australia.

The subtropical high-pressure belt near 30 degrees is characterized by descending air, clear skies, warm temperatures, and light winds (the horse latitudes). These semipermanent highs include the Azores High, the Pacific High, and the Bermuda High. Their position and strength influence regional climate: a poleward shift brings drought to the Mediterranean and enhanced rainfall to northern Europe.

Jet streams

Jet streams are narrow, fast-moving currents of air in the upper troposphere and lower stratosphere with speeds exceeding 30 meters per second (about 108 km/h). The two primary jets are:

  • Polar front jet: Located near 300 hPa (about 9 km) along the polar front at roughly 50-60 degrees latitude. Speeds can exceed 100 m/s in winter. This jet is thermally driven by the strong temperature gradient across the polar front and is the primary steering mechanism for mid-latitude cyclones.
  • Subtropical jet: Located near 200 hPa (about 12 km) near 30 degrees latitude. Formed by the conservation of angular momentum as air rises in the Hadley cell and moves poleward. Weaker than the polar front jet but still a significant feature of the general circulation.

The thermal wind relation links the vertical wind shear to the horizontal temperature gradient:

This relation explains why jet streams are strongest where the horizontal temperature gradient is steepest and why they are strongest in winter when the equator-to-pole temperature contrast is greatest.

Rossby waves

Rossby waves (planetary waves) are large-scale meanders in the jet stream caused by the variation of the Coriolis parameter with latitude (the beta effect). Their dispersion relation is:

where is the phase speed, is the mean zonal wind, , and , are zonal and meridional wavenumbers. Rossby waves propagate westward relative to the mean flow. Their large amplitudes create ridges (warm, fair weather) and troughs (cold, stormy weather). When they become stationary or blocked, persistent weather regimes develop.

Zonal versus meridional flow

Zonal flow refers to a predominantly west-to-east pattern with small-amplitude Rossby waves. It is associated with rapid progression of weather systems. Meridional flow has large north-south components with high-amplitude waves, leading to persistent anomalies: warm air penetrates far poleward in ridges and cold air plunges equatorward in troughs. Blocking patterns (Omega blocks and Rex blocks) are extreme meridional configurations that can lock weather in place for weeks.

Monsoon circulation

Monsoons are continental-scale circulations driven by differential heating of land and ocean. In summer, the land heats faster than the ocean, creating a thermal low over the continent. Moist ocean air flows inland, producing heavy rainfall. In winter, the continent cools, the flow reverses, and dry conditions prevail. The South Asian monsoon is the strongest, affecting billions of people. The West African monsoon, East Asian monsoon, and Australian monsoon follow similar physics.

Walker circulation and ENSO

The Walker circulation is an east-west overturning cell in the equatorial Pacific. Under normal conditions, trade winds push warm surface water westward, maintaining a warm pool in the western Pacific and cool water in the eastern Pacific. Air rises over the warm pool (deep convection, heavy rain in Indonesia) and sinks over the cool eastern Pacific (clear, dry conditions in Peru).

El Nino-Southern Oscillation (ENSO) disrupts this pattern. During El Nino, the trade winds weaken, warm water spreads eastward, and convection shifts toward the central Pacific. Indonesia experiences drought while the western coast of South America receives heavy rainfall. During La Nina, the Walker circulation intensifies, amplifying the normal pattern. ENSO operates on a 2-7 year cycle and affects weather patterns globally through teleconnections.

Hadley cell expansion under climate change

Observations and model projections indicate that the Hadley cell has widened by about 2 to 5 degrees of latitude since 1979, and this expansion is projected to continue under anthropogenic warming. The poleward edge of the Hadley cell defines the subtropical dry zone. Its expansion pushes arid conditions into regions that currently receive enough rainfall for agriculture, including the Mediterranean, southern Australia, and southwestern North America. This is one of the most consequential circulation changes associated with climate change.

Key result: the primitive equations and angular momentum conservation in the Hadley cell Intermediate+

The axisymmetric (zonally symmetric) Hadley circulation can be understood through conservation of absolute angular momentum. A ring of air at the equator has absolute angular momentum:

where is Earth's radius and is the zonal wind. As air moves poleward in the upper branch of the Hadley cell, conservation of requires the zonal wind to increase. For air starting at rest relative to the surface at the equator, the conserved angular momentum yields:

At 30 degrees latitude, this gives approximately 130 m/s, far exceeding observed winds. The actual upper-tropospheric winds are weaker because friction, mixing, and wave drag transfer momentum away from the axisymmetric flow. Nevertheless, angular momentum conservation explains why poleward-moving air in the Hadley cell develops strong westerlies aloft.

The subtropical jet stream is a direct consequence: it forms near the poleward edge of the Hadley cell where this angular momentum transport is concentrated. The thermally indirect Ferrel cell, in contrast, exists because mid-latitude eddies (baroclinic waves) transport heat poleward more efficiently than a simple overturning cell could, and the mean meridional circulation adjusts to satisfy the thermodynamic and momentum budgets.

The Held-Hou model (1980) provides an analytical theory for the Hadley cell width. It predicts the latitude where the Hadley cell terminates:

where is the tropopause height, is the equator-to-pole potential temperature difference, and is the mean potential temperature. This predicts a Hadley cell width of about 25-30 degrees, consistent with observations. The model also predicts that the cell widens as increases or as decreases, which has implications for paleoclimate (Earth rotated faster in the past, implying a narrower Hadley cell) and for exoplanetary atmospheres.

Exercises Intermediate+

Advanced results Master

Primitive equations of atmospheric dynamics

The primitive equations are the fundamental equations governing large-scale atmospheric motion, derived from the Navier-Stokes equations on a rotating sphere under the hydrostatic and shallow-atmosphere approximations. In pressure coordinates, the horizontal momentum equation, thermodynamic energy equation, continuity equation, and hydrostatic equation form a closed system:

where is horizontal velocity, is vertical velocity in pressure coordinates, is geopotential, is potential temperature, and is the diabatic heating rate. These equations are the basis of all numerical weather prediction and general circulation models.

Geostrophic and ageostrophic wind

The wind can be decomposed into geostrophic and ageostrophic components: . The geostrophic component is in thermal wind balance and represents the large-scale, slowly evolving part of the flow. The ageostrophic component, though typically an order of magnitude smaller, drives vertical motion, convergence, divergence, and all the processes that produce weather. The quasi-geostrophic omega equation relates vertical velocity to the ageostrophic vorticity and thermal advections.

Thermal wind balance and baroclinic instability

The thermal wind relation connects the vertical shear of the geostrophic wind to the horizontal temperature gradient. When the thermal wind is imbalanced, baroclinic instability can grow. The Charney-Stern necessary condition for instability requires the meridional gradient of quasi-geostrophic potential vorticity to change sign somewhere in the domain. The Eady model gives the maximum growth rate:

and the most unstable wavelength of approximately km, consistent with observed cyclone scales.

Potential vorticity

Ertel's potential vorticity (PV) is a conserved quantity for adiabatic, frictionless flow:

where is the three-dimensional vorticity vector. PV conservation provides a powerful framework for understanding atmospheric dynamics. The distribution of PV uniquely determines the balanced wind and temperature fields (under suitable boundary conditions), a result known as PV invertibility. This principle underlies the concept of PV thinking in synoptic meteorology, where weather systems are viewed as anomalies in the PV distribution.

Rossby wave dynamics

Rossby waves are the dominant mode of large-scale variability in the mid-latitude atmosphere. Their dispersion relation in a barotropic framework is:

Rossby waves propagate westward relative to the mean flow at a speed that depends on their wavenumber. Long waves (small wavenumber) propagate faster and can be stationary for realistic mean flow speeds. Short waves propagate slowly and are carried downstream. The group velocity differs from the phase velocity, meaning wave energy can propagate in directions different from the phase propagation. Rossby wave trains emanating from tropical heating anomalies produce teleconnection patterns.

Eliassen-Palm flux

The Eliassen-Palm (EP) flux is a diagnostic tool that measures the eddy transport of heat and momentum in a form related to the wave driving of the mean flow. The divergence of the EP flux gives the net eddy forcing of the zonal-mean circulation. In the transformed Eulerian mean (TEM) framework, the EP flux divergence appears as a forcing term in the zonal momentum equation, directly showing how waves drive the residual circulation. This framework unifies the description of wave-mean flow interaction and is essential for understanding the Brewer-Dobson circulation, the quasi-biennial oscillation, and sudden stratospheric warmings.

Stratospheric dynamics and sudden stratospheric warmings

The stratosphere has its own circulation driven primarily by wave forcing from below. The Brewer-Dobson circulation is a global-scale meridional overturning in the stratosphere with upwelling in the tropics and downwelling in the extratropics. It is driven by the dissipation of upward-propagating Rossby waves and gravity waves and is responsible for the transport of ozone, water vapor, and other trace constituents.

Sudden stratospheric warmings (SSWs) occur when planetary Rossby waves propagate into the stratosphere and break, depositing their momentum and decelerating (or even reversing) the westerly polar vortex. During a major SSW, the polar stratosphere can warm by 50-70 K in less than a week, and the zonal-mean zonal wind reverses from westerly to easterly. SSWs can propagate their influence downward to the troposphere, altering the surface weather pattern for weeks afterward. This stratosphere-troposphere coupling is a key source of predictability on subseasonal timescales.

Lorenz's chaos and the limits of weather prediction

Edward Lorenz's 1963 discovery that a system of three nonlinear ordinary differential equations can exhibit chaotic behavior transformed the understanding of atmospheric predictability. The atmosphere's sensitivity to initial conditions grows exponentially, with error-doubling times of approximately 2 days for large-scale motions. This imposes a theoretical predictability limit of about 2 weeks for deterministic forecasts.

The practical implications are profound. Ensemble forecasting, where multiple integrations from perturbed initial conditions provide a probability distribution of future states, has become the standard approach. The ensemble spread quantifies forecast uncertainty. Lorenz's work also motivates the study of regime transitions and bifurcations in the climate system, where small perturbations can trigger large-scale reorganizations of the circulation.

Numerical weather prediction and general circulation models

Modern NWP solves the primitive equations (or approximations thereof) on grids with horizontal spacing of 1-25 km. Spectral models decompose the horizontal fields into spherical harmonics and compute derivatives exactly in spectral space, transforming back to grid space for nonlinear terms. Grid-point models (finite difference, finite volume, or spectral element) compute everything on the grid.

General circulation models (GCMs) simulate the long-term behavior of the atmosphere for climate studies. Their dynamical cores solve the equations of motion, while parameterization schemes represent sub-grid processes: boundary layer turbulence, convection, cloud microphysics, radiation, and land surface exchange. The choice of parameterization scheme is often more important than the dynamical core for climate sensitivity.

Teleconnection patterns

Teleconnections are statistically significant correlations between climate anomalies at distant locations, mediated by Rossby wave propagation. The key patterns include:

  • North Atlantic Oscillation (NAO): Correlation between the Icelandic Low and Azores High. A positive NAO brings strong westerlies, mild winters, and heavy rainfall to northern Europe.
  • Pacific-North American (PNA): Rossby wave train from the tropical Pacific to North America. Modulated by ENSO.
  • Arctic Oscillation (AO): The leading mode of extratropical sea-level pressure variability, representing the strength of the polar vortex. A positive AO confines cold air to high latitudes; a negative AO allows polar outbreaks into mid-latitudes.

These patterns arise from the interaction of the zonal-mean flow with stationary and transient Rossby waves, modified by land-ocean contrast and orography.

Connections Master

Connections to oceanography

Atmospheric circulation drives and is driven by the ocean. The trade winds push surface water westward in the tropics, establishing equatorial currents and upwelling systems. The westerlies drive mid-latitude ocean gyres. Wind stress is the primary driver of the upper-ocean circulation. In return, sea surface temperatures modulate atmospheric convection and the Walker circulation. ENSO is a coupled atmosphere-ocean phenomenon: atmospheric winds drive ocean temperature changes, which feed back onto the atmosphere.

Connections to climate change

The general circulation responds to radiative forcing. Observations show the Hadley cell has widened by 2-5 degrees since 1979. Model projections under increasing greenhouse gas concentrations indicate further widening, poleward shift of storm tracks, intensification of the hydrological cycle (wet regions wetter, dry regions drier), and weakening of the tropical circulation (the "global stilling" hypothesis). These changes have direct consequences for regional precipitation, water availability, and agricultural productivity.

Connections to regional weather systems

The three-cell model and jet stream structure set the stage for regional weather. The polar front jet steers mid-latitude cyclones. The subtropical jet modulates subtropical rainfall. The position of the ITCZ determines monsoon onset. Blocking patterns produce persistent extremes. Understanding the general circulation is prerequisite for understanding any regional weather phenomenon.

Connections to aviation and human activity

Jet streams directly affect aviation. Eastbound flights exploit tailwinds in the jet core, saving fuel and time. Westbound flights avoid the jet or accept longer routes. Clear-air turbulence, a hazard to aircraft, is concentrated on the cyclonic shear side of jet streams where vertical wind shear is strongest. Aviation routing, fuel planning, and safety all depend on accurate jet stream forecasts.

Connections to biogeography

Atmospheric circulation patterns shape the global distribution of biomes. The subtropical high-pressure belts create the world's major deserts. The ITCZ and its seasonal migration produce tropical rain forests and savannas. The westerlies bring reliable precipitation to the temperate zones, supporting temperate forests and grasslands. The polar easterlies and polar cell maintain the cold, dry conditions of the tundra and polar deserts. Changes in circulation patterns drive shifts in biome boundaries.

Connections to paleoclimate

Past changes in atmospheric circulation are recorded in geological proxies. Paleowind directions are preserved in dune orientations and dust deposits. Past positions of the ITCZ are recorded in cave deposits (speleothems) and lake sediments. During glacial periods, the Hadley cell may have been narrower and the westerlies shifted equatorward. During the Early Eocene Climatic Optimum, the polar front may have been far poleward of its modern position. Understanding how circulation responded to past forcing helps constrain projections of future change.

Connections to air quality and pollution transport

The general circulation determines the long-range transport of pollutants, dust, and aerosols. Saharan dust is carried westward across the Atlantic by the trade winds, fertilizing the Amazon and Caribbean. Asian pollution is transported eastward by the westerlies, reaching North America. The position of the subtropical high affects regional air quality: stagnant air under the high allows pollutants to accumulate, while vigorous westerlies ventilate mid-latitude regions.

Historical and philosophical context Master

George Hadley and the trade winds

In 1735, George Hadley, an English lawyer and amateur meteorologist, proposed a mechanism for the trade winds that was remarkably prescient. He recognized that the rotation of the Earth would deflect air moving toward the equator, producing the observed northeast and southeast trade winds. His single-cell model (one cell per hemisphere from equator to pole) was incorrect in detail but captured the essential physics. The three-cell model was developed in the 19th and early 20th centuries by William Ferrel and others.

William Ferrel and the mid-latitude cell

William Ferrel, an American schoolteacher turned meteorologist, published his theory of the general circulation in 1856. He recognized that the Coriolis effect would produce westerlies in mid-latitudes and that the mid-latitude circulation was distinct from the tropical Hadley cell. The Ferrel cell bears his name, though he did not describe it in its modern form. Ferrel also derived the geostrophic wind relation independently.

The discovery of the jet stream

Upper-level wind patterns were first systematically observed in the 1920s and 1930s using pilot balloons and early radiosondes. Wasaburo Oishi, a Japanese meteorologist, documented strong westerly winds over Japan in the 1920s but published in Esperanto, limiting the reach of his results. During World War II, American bomber pilots encountered unexpectedly strong headwinds over the Pacific at high altitudes, bringing the jet stream to wide attention. The term "jet stream" was coined by Carl-Gustaf Rossby.

Rossby and the planetary waves

Carl-Gustaf Rossby, a Swedish-American meteorologist, made foundational contributions to understanding large-scale atmospheric dynamics in the 1930s and 1940s. He identified the planetary waves that bear his name and derived their dispersion relation. Rossby also established the first meteorology department at the University of Chicago and trained a generation of atmospheric scientists who went on to lead the development of numerical weather prediction and climate modeling.

Lorenz and the butterfly effect

Edward Lorenz's accidental discovery of chaotic sensitivity in 1961, while running a simplified atmospheric convection model, transformed the understanding of predictability. His 1963 paper showed that deterministic equations could produce aperiodic, bounded trajectories with sensitive dependence on initial conditions. The implications for weather forecasting were immediate and profound: there exists a fundamental limit to deterministic prediction, approximately two weeks for the atmosphere. This result shifted the culture of meteorology from deterministic forecasting toward probabilistic forecasting and ensemble methods.

The philosophical significance of global circulation

Atmospheric circulation illustrates the interplay between deterministic forcing (differential solar heating, planetary rotation) and emergent chaotic behavior (Rossby waves, cyclones, blocking patterns). The global circulation is ultimately a heat engine converting solar energy into kinetic energy of motion, constrained by the laws of thermodynamics and angular momentum conservation. Its structure emerges from the interaction of multiple processes across scales, from molecular viscosity to planetary waves, and cannot be fully understood from any single perspective.

Bibliography Master

  1. Hadley, G. (1735). "Concerning the cause of the general trade-winds." Philosophical Transactions of the Royal Society, 39, 58-62.

  2. Ferrel, W. (1856). "An essay on the winds and the currents of the ocean." Nashville Journal of Medicine and Surgery, 11, 287-301.

  3. Rossby, C.-G. (1939). "Relation between variations in the intensity of the zonal circulation of the atmosphere and the displacements of the semi-permanent centers of action." Journal of Marine Research, 2, 38-55.

  4. Lorenz, E. N. (1963). "Deterministic nonperiodic flow." Journal of the Atmospheric Sciences, 20, 130-141.

  5. Held, I. M. and Hou, A. Y. (1980). "Nonlinear axially symmetric circulations in a nearly inviscid atmosphere." Journal of the Atmospheric Sciences, 37, 515-533.

  6. Charney, J. G. (1947). "The dynamics of long waves in a baroclinic westerly current." Journal of Meteorology, 4, 136-162.

  7. Eady, E. T. (1949). "Long waves and cyclone waves." Tellus, 1, 33-52.

  8. Wallace, J. M. and Hobbs, P. V. (2006). Atmospheric Science: An Introductory Survey (2nd ed.). Academic Press.

  9. Holton, J. R. and Hakim, G. J. (2013). An Introduction to Dynamic Meteorology (5th ed.). Academic Press.

  10. Tarbuck, E. J. and Lutgens, F. K. (2018). Earth Science (15th ed.). Pearson.

  11. Hartmann, D. L. (2016). Global Physical Climatology (2nd ed.). Academic Press.