21.02.03 · number-theory / quadratic-forms-local-fields

-adic numbers and

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Anchor (Master): Hensel 1897 *Jahresbericht DMV* 6, 83-88 (originator: $p$-adic numbers as formal power series in $p$); Hensel 1908 *Theorie der algebraischen Zahlen* (Teubner, Leipzig); Ostrowski 1916 *Acta Math.* 41, 271-284 (classification of absolute values on $\mathbb{Q}$); Serre *A Course in Arithmetic* Ch. 2; Cassels *Local Fields* (LMS Student Texts 3, 1986) Ch. 1-4; Neukirch *Algebraic Number Theory* (Grundlehren 322, 1999) Ch. II §§1-5; Manin-Panchishkin *Introduction to Modern Number Theory* (Springer EMS 49, 2nd ed. 2005) Ch. 1 §§1-3; Schikhof *Ultrametric Calculus* (Cambridge Studies 4, 1984) Ch. 1; Bachman *Introduction to p-adic Numbers and Valuation Theory* (Academic Press 1964); Robert *A Course in p-adic Analysis* (GTM 198, 2000) Ch. 1-2

Intuition Beginner

The ordinary absolute value measures size by distance from zero on the number line. The -adic absolute value for a fixed prime measures size by divisibility by . A number is small in the -adic sense when it is divisible by a large power of , and large when it is not divisible by at all. So is small at the prime because , and is large at the prime because does not divide .

Why do we bother with this? Because once you measure size this way, you get a whole new arithmetic with a real number system attached. The -adic numbers form a complete system in which Cauchy sequences converge, just like the real numbers, but with the new size function replacing the everyday absolute value. Every congruence question modulo in ordinary arithmetic is a question about , the ring of -adic integers sitting inside .

The reason this matters: a single rational number has many sizes. It has the ordinary size on the real line, and one -adic size for each prime. Number theory becomes the study of all these sizes at once. Local-to-global theorems say that a property holds for a number if and only if it holds at every prime and at infinity. The -adic numbers are the rigorous setting where the "at prime " half of that statement lives.

Visual Beginner

A schematic showing the integer being approximated by successively better -adic approximations on one axis, and on a parallel axis the same integer being approximated in the ordinary metric by . The two metrics measure distance in incompatible ways: in the -adic metric the numbers are getting smaller and smaller (their distance to zero shrinks); in the ordinary metric they are getting larger.

The picture captures the essential point: is the same set-theoretic completion procedure as , applied to a different way of measuring distance. Powers of shrink to zero in the -adic world. Cauchy sequences in this new metric have new limits, and those limits form .

Worked example Beginner

Compute the -adic expansion of and of , and check that the geometric series converges to in .

Step 1a. The -adic expansion of . The claim is that , an infinite power series in with every digit equal to .

Step 1b. Check the partial sums. The first partial sum is ; adding gives , which is . The second partial sum is ; adding gives . The third partial sum is ; adding gives . The pattern continues: the partial sum after terms differs from by , which has -adic absolute value . The partial sums converge to in the -adic metric.

Step 2a. The -adic expansion of . We want a power series with each summing to . Solve digit by digit.

Step 2b. Modulo : , since . So . Now , and we want , that is in .

Step 2c. Modulo : . So . Continue: , divide by again gives , and the cycle repeats. The digits are forever after the first.

Step 3. Geometric series in . Consider the series . The partial sums are . The remainder has -adic absolute value (since is a -adic unit, having absolute value ), which tends to zero as grows. So in .

Step 4. Sanity check: with , the formula gives . We separately computed to be , so . The two computations agree.

What this tells us: the -adic numbers are not just a formal device. They support genuine series convergence, genuine arithmetic with negative numbers (every negative integer has a "positive" -adic expansion), and genuine fractions (every rational with denominator coprime to sits inside , and the residual ones differ only by a power of ). The -adic expansion of any element is unique.

Check your understanding Beginner

Formal definition Intermediate+

Fix a rational prime . The -adic valuation on is the function assigning to each non-zero integer the largest exponent such that divides . Extend to multiplicatively by , and to all of by . The valuation satisfies and for every .

The -adic absolute value is for and . The four signature properties hold: with equality only at , , the strong triangle inequality , and consequently the ordinary triangle inequality.

The -adic metric on is . It makes into a metric space whose Cauchy sequences and topology differ from the Euclidean ones.

Definition (the two constructions of ). Each of the following defines a complete topological ring, and the two are canonically isomorphic.

Construction A (inverse limit). Set $$ \mathbb{Z}p := \varprojlim_n \mathbb{Z}/p^n\mathbb{Z} = {(x_n){n \geq 1} : x_n \in \mathbb{Z}/p^n\mathbb{Z}, ; x_{n+1} \equiv x_n \pmod{p^n}}. $$ This is a ring under componentwise operations, topologised as a closed subset of the product with each factor discrete.

Construction B (metric completion). Set $$ \mathbb{Z}_p := \widehat{\mathbb{Z}}^{|\cdot|_p} = {[x_n] : x_n \in \mathbb{Z} \text{ Cauchy in } |\cdot|_p} / (\text{null Cauchy sequences}), $$ the completion of at the metric , taken as the ring of equivalence classes of Cauchy sequences modulo those tending to zero.

The -adic numbers are the fraction field of , equivalently the metric completion of at . The valuation extends uniquely to by continuity, and .

Notation. The unit group is , the maximal ideal is , and the residue field is . Every admits a unique decomposition with and .

Counterexamples to common slips

  • The absolute value is not the count of factors of — it is . Doubling the count of factors halves multiplicatively in the base .
  • The strong triangle inequality forces every triangle in to be isosceles: if , then . This fails in the Euclidean metric, where rather than .
  • An open ball in is also closed, and every one of its points is a centre. Euclidean intuition that "open ball" and "closed ball" are different fails here.

Key theorem with proof Intermediate+

Theorem (Equivalence of the two constructions; Serre Ch. II §1 Proposition 2). The inverse-limit ring and the metric-completion ring are canonically isomorphic as topological rings.

Proof. Write for the inverse limit and for the metric completion. Construct mutually inverse continuous ring homomorphisms and .

Map . Given with and , choose integer lifts of each subject to (the canonical lift). The compatibility gives , so . For , telescoping yields , so is a Cauchy sequence in at . Set . The choice of canonical lifts makes well-defined; any other compatible choice differs by a null Cauchy sequence and gives the same class in .

Map . Given a Cauchy sequence in at , for each the sequence of residues is eventually constant: there is some such that for all , that is for all . Call this eventual residue . The compatibility holds because both come from sufficiently late terms in the same Cauchy sequence. Set . Null Cauchy sequences map to , so is well-defined on equivalence classes.

Inverse property. Check : given with canonical lifts , the Cauchy sequence has eventual residue modulo equal to itself (since for all by the compatibility), so . Check : given , the inverse-limit element has canonical lifts , and the Cauchy sequence has the same equivalence class as since both eventually agree modulo for each .

Topological compatibility. The inverse-limit topology on has fundamental open neighbourhoods of given by the kernels . The metric topology on has fundamental open neighbourhoods of given by . Under , an element has , hence canonical lifts and for all , putting inside the -ball of . Conversely, the eventual-residue construction sends the -ball of inside . So and are continuous in both directions, identifying the two topologies.

Ring structure. Both and preserve sums and products: componentwise operations on the inverse limit match termwise operations on Cauchy sequences once lifts are chosen. The verification reduces to the compatibility , which is automatic.

Bridge. The equivalence of constructions builds toward 21.02.04 Hensel's lemma and the broader theory of unramified extensions, where lifting roots from to requires both pictures at once: the inverse-limit picture lets one work degree by degree, while the metric picture supplies the Newton-iteration convergence. The foundational reason both constructions agree is exactly that the -adic topology on is determined by the kernel filtration , and this is the same filtration whether one quotients then takes the limit or completes the metric directly. This is exactly the local-to-global pattern that appears again in 21.03.01 Riemann zeta, where the Euler product over primes expresses the global zeta function as a product of local pieces, one per prime, and the local piece at is built from -arithmetic. The central insight is that completion in a metric and inverse limit of finite quotients are two presentations of the same construction, generalising to any commutative ring with a filtration by ideals. Putting these together, the foundational reason is that the two constructions are isomorphic identifies -adic integers with formal power series in , the bridge between number-theoretic and analytic perspectives. The same equivalence is dual to the Tate-module construction in 21.05.01 -adic Galois representations, where the Tate module of an elliptic curve uses the inverse-limit recipe at every prime .

Exercises Intermediate+

Advanced results Master

Theorem (Ostrowski 1916; Acta Math. 41). Every absolute value on that is not the identity-on-non-zero-elements function is equivalent to either the standard Euclidean absolute value or to one of the -adic absolute values , one per rational prime . Two absolute values are equivalent when they induce the same topology, equivalently when one is a positive power of the other.

The proof splits on whether the absolute value satisfies for every (the non-Archimedean case) or for some (the Archimedean case). In the non-Archimedean case, the set is a non-zero prime ideal of (closed under sums by the strong triangle inequality, closed under multiplication by integers, and not the full since ). This prime ideal is for some prime , and one identifies with for some . In the Archimedean case, a direct base- expansion argument compares to and forces them to coincide up to a power. The full argument is given in the Full proof set.

Theorem (compactness and topology). The ring is compact, Hausdorff, totally disconnected, and metrisable. The field is locally compact, Hausdorff, totally disconnected, complete, and metrisable. The topology on is generated by the basis of open balls for , each of which is simultaneously open and closed.

These topological properties identify as a local field in the sense of Cassels, the prototype of a non-archimedean local field of characteristic zero. The compactness of is the key technical fact: it underlies the existence of a Haar measure on , the finite-dimensionality of every quotient , and the profinite structure .

Theorem (-adic expansion). Every has a unique representation as a convergent series $$ x = \sum_{n \geq n_0} a_n p^n, \qquad a_n \in {0, 1, \ldots, p - 1}, \quad a_{n_0} \neq 0, $$ where . The element lies in if and only if , and in if and only if .

The digit set comes from a chosen set of coset representatives for ; the canonical choice is the inclusion of into and thence into . The map is a homeomorphism (but not a ring homomorphism) from to the space of eventually--bounded sequences, a fact useful for measure-theoretic and analytic constructions.

Theorem (residue field and Teichmüller lift). The reduction map admits a unique multiplicative section , the Teichmüller character, characterised by for every . The image is the group of -th roots of unity in .

Construction: given , choose any lift and form the sequence , which is Cauchy by Fermat's little theorem (each step changes by a -adic small correction). The limit exists in , equals a -th root of unity, and is independent of the chosen lift. The Teichmüller character provides the multiplicative splitting .

Theorem (unramified extensions, prelude to ). For every , there is a unique unramified extension of of degree , obtained by adjoining a primitive -th root of unity. The Galois group is cyclic of order , generated by the arithmetic Frobenius acting on the residue field by . The compositum is the maximal unramified extension of , with Galois group .

The unramified-extension correspondence places the finite extensions of in bijection with the unramified extensions of , with the bijection commuting with Galois actions on both sides. This is the local-field analogue of the bijection between étale algebras over a residue field and unramified covers; in the function-field setting it corresponds to the bijection between étale covers of a smooth affine variety and finite extensions of its fraction field.

Theorem (Hensel's lemma teaser — proved in the next unit). Let and suppose is a simple root of (the reduction modulo ), meaning and . There exists a unique with and .

This is the foundational lifting principle for -adic root-finding. The proof is Newton iteration in , which converges quadratically thanks to the -adic metric. The lemma underlies the structure theory of : every quadratic extension corresponds to a square class in , every -th power non-residue determines a totally ramified extension, and every unramified extension is generated by a Teichmüller lift. Hensel's lemma gets a full unit in 21.02.04.

Theorem (product formula on ). For every , $$ \prod_{v} |x|v = 1, $$ *where the product is over all places of — meaning the Archimedean place $|\cdot|\infty|\cdot|_pp$.*

The product is finite for every since for all but finitely many primes (those not dividing the numerator or denominator of ). The formula expresses a global constraint on the local absolute values: each rational number is "balanced" across the places. This identity is the seed of the adelic perspective, where embeds diagonally in the restricted product .

Theorem (the additive structure of ). As an abelian topological group, is the pro--completion of : it is the inverse limit of the finite cyclic groups along the natural reduction maps. It contains as a dense subgroup, and its proper closed subgroups are exactly the for , the zero subgroup , and the limit case.

This structure makes the prototype of a pro--group: a topological group whose every open normal subgroup has -power index. Galois groups of -extensions of number fields, -adic Lie groups, and Iwasawa-theoretic objects all sit inside the same framework.

Synthesis. The two constructions of — inverse limit and metric completion — are the foundational reason every subsequent structure of -adic number theory makes sense. The central insight is that the metric topology on generated by is exactly the topology obtained by viewing the inclusions as a filtration and completing accordingly. Putting these together, the field is the unique complete field containing in which as in , and this is exactly the local field over which Hensel's lemma, the Teichmüller character, the unramified-extension correspondence, and the residue field all live coherently. The bridge between the algebraic picture (inverse limits, Galois theory of ) and the analytic picture (Cauchy sequences, -adic series convergence) is exactly the equivalence-of-constructions theorem proved above. The pattern identifies the prime as a place of , on equal footing with the Archimedean place at infinity, and generalises through Ostrowski's classification to the statement that there are no other places to find.

Ostrowski's theorem is the structural fact that closes the question of which absolute values exist on : the answer is one Archimedean and one per prime, and no others. This determines the places of once and for all, and the completion at each place produces either (at infinity) or (at the prime ). The product formula binds the local pieces into a single global identity, the seed of the adelic framework in which embeds diagonally in . The pattern identifies number-theoretic completion with topological completion in a way that generalises immediately to every number field , where the places of are still classifiable and each completion is a local field. This unification of arithmetic and analysis under one absolute-value framework is exactly the bridge that appears again in 21.03.03 Dedekind, Hecke, and Artin -functions, where the Euler product over places of encodes the same local-global structure analytically.

Full proof set Master

Proposition (Ostrowski's theorem; Ostrowski 1916 [source pending]). Every absolute value on that is not the identity-on-non-zero-elements function is equivalent to either or to for a unique rational prime .

Proof. Two absolute values and on are equivalent when for every , or equivalently when there exists such that for every . The non-vanishing of for is automatic from positivity. The key splitting is whether for every .

Case 1: non-Archimedean, for every . The strong triangle inequality holds automatically here, by the following argument: for any positive integer , the binomial expansion gives $$ |x + y|^N = |(x + y)^N| = \left|\sum_{k=0}^N \binom{N}{k} x^k y^{N-k}\right| \leq \sum_{k=0}^N \left|\binom{N}{k}\right| |x|^k |y|^{N-k} \leq (N + 1) \max(|x|, |y|)^N, $$ using since binomial coefficients are integers. Taking -th roots and letting gives . So is non-Archimedean.

The set is non-empty (the absolute value is not the identity-on-non-zero-elements function, and , so the strict inequality must occur for some ). It is an ideal: closed under sums by the strong triangle inequality, closed under multiplication by any integer via . Since is a principal ideal domain, for some integer . The ideal is prime: if then , forcing or , that is or . So is a prime number.

Now , set , and define so that . For any integer , write with . Then , so (since and would put ), and . For rationals with , . So , equivalent to .

Case 2: Archimedean, for some . Let be the smallest positive integer with , and set . The claim is that for every positive integer , hence on .

For positive integer , write in base : with and , so . Then $$ |n| \leq \sum_{i=0}^k |c_i| |n_0|^i \leq \sum_{i=0}^k 1 \cdot n_0^{\alpha i} \leq (k + 1) n_0^{\alpha k} \leq C(\log_{n_0} n + 1) n^\alpha, $$ where holds because and is the smallest integer with . Take for a positive integer and large : $$ |N|^t = |N^t| \leq C (t \log_{n_0} N + 1) N^{\alpha t}. $$ Taking -th roots and letting gives .

For the reverse inequality: with in base as above, , so by what we just showed, , and since . So $$ |n| \geq n_0^{\alpha(k+1)} - (n_0^{k+1} - n_0^k)^\alpha = n_0^{\alpha(k+1)} \left(1 - (1 - n_0^{-1})^\alpha\right). $$ Set . Then since . Taking and -th roots as before forces . Combining, for every positive integer , hence .

Proposition (-adic expansion uniqueness). Every has a unique representation with . The corresponding statement holds for with sums starting from .

Proof. Existence: given , define as the unique integer in this range with . Set , and define , , and so on inductively. The partial sums satisfy , so and in . The series converges to .

Uniqueness: if with both digit sequences in , subtract to get in . Reduce modulo : , forcing since both are in . Divide by and repeat to get for every .

For with , write with and apply the existence-uniqueness to with the first digit non-zero.

Proposition (compactness of ). is a compact topological space.

Proof. Use Construction A: , viewed as a closed subspace of with each factor finite discrete. The product is compact by Tychonoff's theorem. The inverse-limit subspace is defined by the compatibility relations for each , each of which cuts out a closed subset (it is the equalizer of two continuous maps from to ). A closed subspace of a compact space is compact.

Proposition (total disconnectedness). The only connected subsets of are singletons.

Proof. This was the content of Exercise 7. Repeat for the record: suppose is connected with two distinct points . Set , and form the open ball . In an ultrametric, every open ball is closed: if with , then for large we have and , so , putting . Now , both pieces non-empty (first contains , second contains ) and both open in the subspace topology. This contradicts connectedness.

Proposition (local compactness of ). is locally compact.

Proof. Every point has the compact neighbourhood , since translation is a homeomorphism and is compact. The collection of compact neighbourhoods is a neighbourhood basis at .

Proposition (residue-field identification). as rings.

Proof. From the inverse-limit description, the projection onto the first component is a surjective ring homomorphism. Its kernel is . The latter is exactly , the principal ideal generated by in . So .

Proposition (Teichmüller existence). For every , the sequence in (for any lift of ) is Cauchy and converges to a unique with .

Proof. Lift to any . By Fermat's little theorem in , so , that is . Then $$ a^{p^{n+1}} - a^{p^n} = a^{p^n}(a^{p^n (p - 1)} - 1) = a^{p^n} \prod_{\zeta^{p - 1} = 1}(a^{p^n} - \zeta) $$ working in a finite-degree extension; the key estimate is , proved by induction on using the lift of Frobenius: assuming , raise both sides to the -th power and use the binomial expansion, where every cross-term picks up a factor of from the binomial coefficient and a factor of from the base inductive estimate, giving total valuation at least . So is Cauchy and converges to a limit . Taking limits in the relation gives , so and is a -th root of unity. Uniqueness: any two -th roots of unity in congruent modulo are equal, since their difference is a -adic unit times a difference of roots of unity which is itself a unit or zero.

Proposition ( is complete). Every Cauchy sequence in converges in .

Proof. A Cauchy sequence in has bounded absolute values: for some and all . Multiply by to get a Cauchy sequence in , which converges by compactness (or directly by the inverse-limit description: the residues modulo stabilise for each , and the limit is the coherent system of stabilised residues). Divide by to recover the limit in .

Connections Master

  • Riemann zeta function 21.03.01. The Euler product expresses the global Riemann zeta function as a product over primes of local factors, each of which is built from the arithmetic of . The pole at in the global zeta function reflects the divergence of in the ordinary norm; the absence of poles at finite primes reflects the contrast that converges in . The -adic numbers are exactly the local field at which the local Euler factor is computed.

  • Hensel's lemma and unramified extensions 21.02.04. The immediate successor unit: Hensel's lemma is the lifting principle for simple roots of polynomials from to , and the Teichmüller lift is its canonical application. Unramified extensions are generated by Hensel-lifted roots of irreducible polynomials in , and they parametrise the étale algebra structure over . The unramified-extension theory built on top of is the local input to global Galois theory of number fields.

  • -adic Galois representations 21.05.01. The Tate module of an elliptic curve is constructed as an inverse limit exactly parallel to Construction A of , with replaced by the -torsion group scheme. The Galois action on gives a continuous representation , and the topology on the codomain is the -adic topology developed here. Every -adic Galois representation is a continuous map into a , so the foundations of -theory directly underpin the entire -adic representation framework.

  • -extensions and Iwasawa theory 21.07.01. A -extension of a number field is a Galois extension with as a topological group; the cyclotomic -extension of is built from the -th roots of unity. The Iwasawa algebra is a completed group ring built on , and the structure theorem for finitely generated torsion -modules — central to Iwasawa theory — is a structure-theoretic statement about that ultimately rests on the topological-ring structure of developed here.

  • -adic -functions 21.07.02. The Kubota-Leopoldt -adic -function interpolates classical Dirichlet -values at negative integers, and its existence depends on the topology of as a compact totally-disconnected space — the values of at integer points form a dense subset, and the continuity required to interpolate them is -adic continuity on . The Amice transform identifies continuous -valued functions on with elements of the Iwasawa algebra, transporting the analytic interpolation into an algebraic object.

  • Absolute value and triangle inequality 00.01.02. The foundational unit on absolute values introduces the four signature properties — positivity, multiplicativity, triangle inequality, reverse triangle — and discusses the ultrametric strengthening as a Master-tier remark. The -adic absolute value developed here is the prototype of an ultrametric, satisfying the strong triangle inequality instead of the ordinary . Ostrowski's theorem closes the question of which absolute values on exist, classifying every absolute value other than the identity-on-non-zero-elements function as either Euclidean or -adic.

Historical & philosophical context Master

Kurt Hensel introduced the -adic numbers in his 1897 Jahresbericht der Deutschen Mathematiker-Vereinigung paper Über eine neue Begründung der Theorie der algebraischen Zahlen [source pending] by analogy with the function-field case familiar from algebraic geometry. For a smooth complex curve and a closed point , a meromorphic function near admits a Laurent expansion in a local parameter, and the local ring at is the formal power series ring with fraction field . Hensel proposed that a rational prime should play the role of a "point on the spectrum of ", with a local ring of -adic integers and a fraction field analogous to . His original construction was the formal power series with digits and carrying rules borrowed from base- arithmetic. The 1908 Theorie der algebraischen Zahlen (Teubner) expanded the framework into a foundation for algebraic number theory and introduced Hensel's lemma explicitly as the lifting principle for roots.

The metric-completion construction came later, as part of the general theory of valuations developed by Wolfgang Krull in the 1930s and synthesised in Bourbaki's Algèbre commutative (Ch. VI, 1964). The inverse-limit picture, also implicit in Hensel's original work, became standard with the rise of category theory and was given clean expositions in Serre's 1962 Corps locaux (Hermann) and 1970 Cours d'arithmétique [source pending]. The two-construction equivalence is the bridge between the analytic origin (Cauchy sequences, completion) and the algebraic origin (inverse limit of finite quotients).

Alexander Ostrowski's 1916 Acta Mathematica paper Über einige Lösungen der Funktionalgleichung [source pending] classified all multiplicative absolute values on into the Euclidean and the -adic families. The result closed an open question that Hensel had raised implicitly: there are no exotic completions of beyond and the . The theorem became the foundation for the adelic perspective, in which embeds diagonally in the restricted product over all completions, and number-theoretic questions about admit a local-global decomposition into questions at each place.

Émile Artin's 1931 lectures at Notre Dame (published 1959 as Algebraic Numbers and Algebraic Functions) and Helmut Hasse's 1923-1926 papers on the local-global principle (the Hasse-Minkowski theorem for quadratic forms over being a prototype) consolidated the framework. André Weil's 1967 Basic Number Theory (Grundlehren 144) cast the entire theory in the language of locally compact topological rings and Haar measure, placing as the prototype of a non-archimedean local field on equal footing with as the prototype of an archimedean local field. The Langlands programme, beginning with Robert Langlands's 1967 letter to Weil and developed across the 1970s, took the next step by attaching automorphic representations to every place simultaneously.

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