Fan and the toric variety
Anchor (Master): Fulton §1.4, §2.4; Cox-Little-Schenck §3.1, §6.1; Oda *Convex Bodies and Algebraic Geometry* Ch. 1 §1.4-1.5; Kempf-Knudsen-Mumford-Saint-Donat *Toroidal Embeddings I* Ch. I §2; Demazure 1970 *Sous-groupes algébriques de rang maximum du groupe de Cremona*; Sumihiro 1974 *Equivariant completion*; Danilov 1978 *The geometry of toric varieties*
Intuition [Beginner]
A single rational polyhedral cone produces a single affine toric variety , as built in the previous unit. The next move in toric geometry is to glue many such affine pieces into a global variety. The combinatorial input that controls the gluing is a fan : a finite collection of cones in that fit together compatibly, every face of a cone is in the collection, and every pairwise intersection is a face of each. The variety associated to the fan is the result of gluing the affine pieces for along the open immersions that the face-functoriality of [04.11.03] produces.
The picture in two dimensions is simple. Imagine chopped into wedges by finitely many rays through the origin. Each wedge is a maximal cone of the fan; each ray is a one-dimensional cone; the origin is the zero cone. The variety has one affine chart per wedge, and the charts are glued along the affine charts of the rays. If the rays cover all directions in , the variety is compact; if they leave a gap, the variety has a hole at infinity.
This construction recovers every familiar normal toric variety. Projective space comes from a fan with rays in pointing toward the vertices of a simplex. The product comes from four quadrants in . The Hirzebruch surface comes from a four-ray fan with one ray tilted by the parameter . Sumihiro's theorem of 1974 guarantees that every normal toric variety arises this way from a unique fan, making the cone-and-fan formalism a complete combinatorial classification.
Visual [Beginner]
A two-panel diagram showing a fan and the resulting toric variety. Left panel: the fan for in . Three rays from the origin point along , , and , dividing the plane into three maximal cones (wedges) labelled . The rays are labelled . The whole picture covers the plane — the support of the fan equals all of .
Right panel: projective space depicted as a triangle with three affine charts. Each chart corresponds to one of the maximal cones and is identified with a copy of . The three charts overlap along pieces corresponding to the rays , and they all overlap on a common open dense torus corresponding to the zero cone at the origin. The arrow from left to right is labelled " (gluing affine pieces)".
The picture captures the central idea: a fan is a combinatorial recipe for an open cover, the cones index the affine charts, the faces index the chart overlaps, and the gluing assembles a global variety from the affine pieces.
Worked example [Beginner]
Build as the toric variety for the smallest interesting fan. Take with , and let have three cones: the zero cone and the two rays and . The fan is the entire real line, split at the origin into a positive half-ray and a negative half-ray, plus the origin itself.
Step 1. The affine pieces. The cone has dual , semigroup , semigroup algebra , so . The cone has dual , semigroup , semigroup algebra — set , so , another affine line. The zero cone has , the dense torus.
Step 2. The gluing. The intersection is a face of each, and embeds into as the open subset and into as the open subset . The gluing identifies these two open immersions via the relation : a point in the overlap is the same point of written in either chart.
Step 3. The result. Two affine lines glued along via is the classical construction of the projective line . The variety has two affine charts (the maximal cones ) plus the dense open torus (the zero cone). The two "points at infinity" correspond to the closed -fixed points of each chart — the origins and — which are the unique -fixed points of and respectively.
What this tells us. The cone-and-fan construction recovers as the gluing of two affine pieces along an open dense torus, exactly the standard atlas of the projective line. Each maximal cone produces a chart; each face inclusion produces an overlap; the global variety is compact because the support of the fan covers all of . This pattern generalises: from a fan with maximal cones, from four quadrants, and so on.
Check your understanding [Beginner]
Formal definition [Intermediate+]
Let be a lattice of rank with dual lattice , as in [04.11.01]. Let .
Definition (fan). A fan in is a finite collection of strongly convex rational polyhedral cones such that:
(i) Every face of a cone in is a cone in .
(ii) For any two cones , the intersection is a face of and a face of .
The support of is the closed subset . The -skeleton is the subset of cones of dimension exactly ; in particular is the set of rays (one-dimensional cones), each generated by a unique primitive generator .
A fan is smooth (or regular) if every cone is generated by a subset of a -basis of . A fan is complete if . A fan is simplicial if every cone in is simplicial (generated by linearly independent rays).
Definition (toric variety from a fan). Given a fan in , the toric variety associated to , denoted , is the scheme obtained by gluing the affine pieces for along the open immersions
$$
U_{\sigma \cap \tau} \hookrightarrow U_\sigma, \qquad U_{\sigma \cap \tau} \hookrightarrow U_\tau,
$$
produced by the face-functoriality of [04.11.03]. Concretely, is the colimit (in the category of -schemes) of the diagram whose objects are the affine pieces for and whose morphisms are the open immersions for face inclusions . Equivalently — and this is the form used in working computations — has an open cover indexed by the maximal cones, with overlaps for every pair of maximal cones.
Convention. "Maximal cone" means a cone of that is not a proper face of any other cone in . Every cone of is a face of at least one maximal cone (assuming has dimension equal to that cone or higher); in particular if is full-dimensional then every cone is a face of some -dimensional cone.
Definition (torus action). The algebraic torus acts on each affine piece by the action defined in [04.11.03], and the gluing morphisms are -equivariant. Hence the colimit inherits a -action, and the dense torus for every embeds as a single dense open subvariety of — the open -orbit, common to every affine chart.
Counterexamples to common slips
"Any collection of cones closed under faces is a fan." Not without the intersection axiom (ii). For instance, in take the two cones and , together with their faces. The intersection is a ray, but this ray is a face of both cones — so this example is actually a valid fan. A genuine non-fan: and in . The intersection is a two-dimensional region in the first quadrant, not a face of either — adding the faces of both cones still does not produce a fan, and the would-be gluing glued to along the overlap fails to be separated.
"The toric variety depends only on the support ." It does not. The same support can be subdivided by different fans, producing genuinely different toric varieties — typically related by toric birational morphisms. For example, the support (the complete fan) is the support of both the fan for (four quadrants) and the fan for (three maximal cones spanned by ); the underlying varieties are not isomorphic. The fan, not its support, is the gluing data.
"Every cone of produces a -orbit, but the orbit lives only in the chart ." Each orbit lives in every chart for which is a face of , by the face-functoriality (the open immersion identifies the orbit corresponding to in with the same orbit in ). The orbits are global objects on , not chart-local; this is the content of the orbit-cone correspondence (
[04.11.05]).
Key theorem with proof [Intermediate+]
The signature theorem of this unit is the Sumihiro classification of normal toric varieties: every separated normal toric variety arises from a unique fan up to lattice isomorphism, with completeness, smoothness, and projectivity all readable from fan-combinatorial data.
Theorem (the fan-to-toric-variety construction; Demazure 1970, Sumihiro 1974). Let be a fan in .
(a) Existence and gluing. The colimit exists as a scheme of finite type over , with an open cover and overlaps .
(b) Normality and separatedness. is irreducible, normal, and separated; the dense torus acts on extending the translation action on itself.
(c) Completeness criterion. is complete (proper over , equivalently compact in the -topology) if and only if .
(d) Smoothness criterion. is smooth as a -scheme if and only if every cone is smooth (generated by part of a -basis of ).
(e) Sumihiro classification. Conversely, every separated normal variety with a -action having a dense open orbit arises as for a unique fan up to lattice isomorphism.
Proof.
(a) Existence of the colimit. The diagram of affine pieces with face-inclusion morphisms is a finite diagram in the category of schemes. By the gluing lemma for schemes (sometimes called the Grothendieck gluing data lemma, I §0.4 or Hartshorne Algebraic Geometry Ex. II.2.12), to construct the colimit it suffices to verify the cocycle condition: for any three cones , the transition isomorphism via matches the direct transition. Since the intersections are themselves cones in (by axiom (ii) of the fan), and since is a localisation of each at a single semi-invariant element (by the face-functoriality of [04.11.03]), the transitions are localisation maps. Iterated localisation is single localisation at a product, so the cocycle condition reduces to the identity in the appropriate triple localisation. The cocycle holds and the colimit exists.
(b) Normality. Each is normal (by part (a) of the main theorem of [04.11.03]). Normality is a local property — a scheme is normal if and only if its local rings are integrally closed integral domains — so the gluing of normal affine pieces along open immersions is normal. The dense torus embeds in every via the face , and the embeddings are all identified in the gluing (the cocycle condition forces them to agree); hence embeds as a single dense open subvariety of .
(b) Separatedness. The diagonal morphism is a closed immersion if and only if for every pair of maximal cones the diagonal is a closed immersion. The image is the subscheme defined by the relations for . By the face-correspondence theorem of [04.11.02], is a face of both and ; choosing in the relative interior of , the semigroup (the join of the two semigroups inside , since the face direction is shared). The image of the diagonal is then , presented as a closed subscheme of by the surjection , . Surjectivity at the level of semigroups gives surjectivity of the algebra map, hence a closed immersion of . This is exactly the verification that is separated.
(c) Completeness criterion. We use the valuative criterion for properness: is proper over if and only if for every discrete valuation ring with field of fractions and every -morphism , there is a unique extension to .
A -morphism that factors through the open torus corresponds to a -algebra map , equivalently a group homomorphism , equivalently an element of . Composing with the valuation gives a homomorphism , equivalently an element of . This element (rationally; integral if the morphism extends to ) records the "direction" of the limit point in .
The morphism extends to if and only if there exists a cone such that the corresponding -algebra map restricts to a map — that is, every for has , equivalently for every , equivalently . Hence the extension exists if and only if .
Uniqueness of the extension follows from the separatedness in part (b). Existence holds for every DVR-valued point if and only if every lies in some cone of , equivalently (the integer points are dense, and the cones are closed, so iff ). The valuative criterion gives completeness iff .
(d) Smoothness criterion. Smoothness is a local property: is smooth iff every affine chart is smooth. By the smoothness criterion for affine toric varieties (Theorem of [04.11.03], Demazure 1970), is smooth iff is generated by part of a -basis of . Hence is smooth iff every has this property.
(e) Sumihiro classification. Sumihiro's 1974 theorem (Journal of Mathematics of Kyoto University 14, 1-28) says every normal variety with a -action admits a -equivariant affine open cover. Applied to a normal toric variety (one with a dense -orbit), the affine cover consists of -stable affine open subvarieties. Each is normal with a -action and a dense -orbit; by the affine-toric classification ([04.11.03]), for a unique cone up to -isomorphism.
The overlaps are also normal affine -varieties with dense orbits, so for some cone . The two open immersions and realise as a common face of and (by the face-functoriality of [04.11.03], with the open immersion encoded by localisation at ). Hence is a face of both, and the collection together with all their faces and intersections forms a fan with .
Uniqueness up to lattice isomorphism: the cones are determined by the -fixed points and orbit structure of (orbit-cone correspondence, [04.11.05]), which is intrinsic to . A -equivariant isomorphism induces a lattice isomorphism and a fan isomorphism .
Bridge. The fan-to-toric-variety theorem builds toward the orbit-cone correspondence of [04.11.05] and the divisor-fan dictionary of [04.11.08], and the central insight is that the global toric variety is determined entirely by the combinatorics of the fan , with every geometric property — separatedness, normality, smoothness, completeness, projectivity — reading off from a combinatorial condition on the cones. This is exactly the foundational reason that toric geometry is effectively combinatorial: questions about become questions about , and the dictionary is exact and computable.
Sumihiro's classification appears again in [04.11.05] (where the orbit-cone correspondence is proven by reducing to the affine case via the fan structure) and generalises the affine-toric classification of [04.11.03] from cones to fans. Putting these together identifies the category of fans (with fan morphisms in [04.11.06]) with the category of normal -toric varieties (with -equivariant morphisms), and this categorical equivalence is the bridge from convex-geometric data to algebraic-geometric objects. The bridge is dual to the duality from [04.11.01]: the fan encodes the compactification directions of the torus , the affine charts encode the local geometry near each compactification, and the gluing assembles the local pictures into a global variety. This pattern appears again in [04.11.07] (toric resolution by fan refinement, the combinatorial form of Hironaka's theorem), in [04.11.10] (the polytope-to-fan correspondence producing projective toric varieties), and in [04.11.15] (toric cohomology via the Stanley-Reisner ring of the fan).
Exercises [Intermediate+]
Lean formalization [Intermediate+]
Mathlib has scheme-gluing infrastructure in Mathlib.AlgebraicGeometry.OpenImmersion and Mathlib.AlgebraicGeometry.GluingOneHypercover, together with affine-scheme primitives in Mathlib.AlgebraicGeometry.AffineScheme. Building the toric-variety-from-fan construction on top of these requires the fan formalism (currently absent from Mathlib) and the affine-toric-variety construction from [04.11.03] (also absent). The intended formalisation reads schematically:
import Mathlib.AlgebraicGeometry.GluingOneHypercover
import Mathlib.AlgebraicGeometry.OpenImmersion
import Mathlib.AlgebraicGeometry.AffineScheme
-- Assume `RationalPolyhedralCone N` from 04.11.02 and
-- `AffineToricVariety σ h` from 04.11.03 are in scope.
variable {N : Type*} [AddCommGroup N] [Module ℤ N] [Module.Free ℤ N]
/-- A fan in N_ℝ is a finite collection of strongly convex rational
polyhedral cones closed under faces and pairwise intersection. -/
structure Fan (N : Type*) [AddCommGroup N] [Module ℤ N] [Module.Free ℤ N] where
cones : Finset (RationalPolyhedralCone N)
stronglyConvex : ∀ σ ∈ cones, σ.StronglyConvex
faceClosed : ∀ σ ∈ cones, ∀ τ : σ.Face, τ.val ∈ cones
intersectionFace : ∀ σ τ ∈ cones,
∃ ρ : σ.Face, ρ.val = σ ∩ τ ∧ ∃ ρ' : τ.Face, ρ'.val = σ ∩ τ
/-- The toric variety associated to a fan Σ, obtained by gluing the
affine pieces U_σ for σ ∈ Σ along the open immersions U_(σ ∩ τ) ↪ U_σ. -/
noncomputable def ToricVariety (Σ : Fan N) : AlgebraicGeometry.Scheme :=
AlgebraicGeometry.Scheme.GlueData.glued
{ U := fun σ : Σ.cones => AffineToricVariety σ.val (Σ.stronglyConvex σ.val σ.property)
V := fun (σ, τ) => AffineToricVariety (σ ∩ τ) sorry
f := fun (σ, τ) => sorry -- open immersion from face functoriality
f_open := sorry
t := sorry
cocycle := sorry }
/-- Separatedness: X_Σ is separated as a ℂ-scheme. -/
theorem ToricVariety.separated (Σ : Fan N) :
AlgebraicGeometry.IsSeparated (ToricVariety Σ) := by
-- Diagonal U_(σ ∩ τ) ↪ U_σ ×_ℂ U_τ is a closed immersion via the
-- surjective semigroup-algebra map ℂ[S_σ] ⊗ ℂ[S_τ] ↠ ℂ[S_(σ ∩ τ)].
sorry
/-- Completeness criterion: X_Σ is proper over ℂ iff |Σ| = N_ℝ. -/
theorem ToricVariety.proper_iff_support_full (Σ : Fan N) :
AlgebraicGeometry.IsProper (ToricVariety Σ) ↔
Σ.support = (Set.univ : Set (N ⊗ ℝ)) := by
-- Valuative criterion applied to torus-valued morphisms; the
-- cocharacter of an R-valued point lies in some cone iff |Σ| = N_ℝ.
sorry
/-- Smoothness criterion: X_Σ is smooth iff every σ ∈ Σ is smooth. -/
theorem ToricVariety.smooth_iff_all_cones_smooth (Σ : Fan N) :
AlgebraicGeometry.IsSmooth (ToricVariety Σ) ↔
∀ σ ∈ Σ.cones, σ.SimplicialUnimodular := by
-- Local smoothness: X_Σ smooth iff every chart U_σ smooth iff every
-- σ simplicial unimodular by Demazure 1970.
sorry
Each step is reachable from current Mathlib but requires substantive new development. The fan formalism is the primary missing prerequisite; once that is in place together with the affine-toric-variety construction from [04.11.03], the gluing follows from existing scheme-gluing infrastructure. The separatedness theorem reduces to surjectivity of semigroup-algebra maps, computable via AddMonoidAlgebra machinery. The completeness criterion via the valuative criterion uses Mathlib's IsProper together with DiscreteValuationRing. The smoothness criterion is the global glueing of the local Demazure criterion.
Advanced results [Master]
Theorem (functoriality of the fan-to-toric construction). The assignment extends to a functor from the category of fans (with fan morphisms : lattice maps such that for every there exists with ) to the category of normal -toric varieties (with -equivariant morphisms). The functor is fully faithful and essentially surjective (by Sumihiro 1974), making it an equivalence of categories.
The functoriality theorem packages the fan-to-toric correspondence as an equivalence of categories. The morphism side is the content of [04.11.06] (toric morphisms): a lattice map that sends each cone into some cone induces a -equivariant morphism , with the morphism on the affine pieces given by the comorphism on semigroup algebras dual to . The essential surjectivity is Sumihiro's classification: every normal -toric variety arises from a fan, with the fan recovered from the equivariant affine cover.
Theorem (Sumihiro's equivariant covering, refined). Let be a normal algebraic variety over with an action of an algebraic torus such that there is a dense -orbit. Then admits a unique-up-to-lattice-isomorphism fan such that -equivariantly.
Sumihiro's 1974 theorem in its refined form for toric varieties (Journal of Mathematics of Kyoto University 14, 1-28, with refinement in Sumihiro 1975 Equivariant completion II) is the foundational classification theorem of toric geometry. It identifies the category of normal toric varieties with the category of fans on free -modules. The proof has two parts: (i) every normal -variety admits a -equivariant affine open cover (general Sumihiro), and (ii) for normal toric varieties (with dense -orbit), each affine piece is an affine toric variety for a unique cone (classification of normal affine -varieties with dense orbit, due to Demazure 1970). Combining these gives the fan as the collection of cones from the affine cover, with faces and intersections coming from the gluing data.
Theorem (projectivity ↔ normal fan of a polytope). Let be a complete fan in . Then is projective if and only if is the normal fan of a full-dimensional lattice polytope . In this case, is unique up to lattice translation, and the polarisation line bundle on has global sections with basis the lattice points of .
This is the polytope-fan correspondence on the projective side, proven in part above (Exercise 8) and developed in detail in [04.11.10] (Fulton §3.4; Cox-Little-Schenck §6.1). The bijection between polytopes and projective toric varieties is the algebraic side of the Delzant correspondence in symplectic geometry (Delzant 1988), which classifies symplectic toric manifolds by their moment polytopes. The two correspondences coincide on the projective-symplectic-toric overlap, and the moment map identifies the polytope with the image of the compact-torus action's moment map.
Theorem (toric resolution; Demazure 1970, KKMS 1973). Every toric variety admits a -equivariant resolution of singularities , where is a smooth refinement of obtained by iterated star subdivision. The resolution is proper, birational, and constructive: a finite algorithm produces from by subdividing non-smooth cones along interior lattice points.
The toric resolution theorem is the combinatorial form of Hironaka's theorem on resolution of singularities (Hironaka 1964, Annals of Mathematics 79, 109-326), and is algorithmically explicit in the toric setting. For surfaces, the toric resolution is the Hirzebruch-Jung resolution via continued-fraction expansion of the singularity's index (Hirzebruch 1953, Mathematische Annalen 126, 1-22). For higher dimensions, the algorithm is more elaborate but still combinatorial (Knudsen 1973, Mumford 1976). The toric setting was the first context where resolution of singularities was understood algorithmically — a fact that motivated much of the development of toric geometry as a testbed for general resolution conjectures.
Theorem (intersection theory on toric varieties; Danilov 1978, Fulton-Sturmfels 1997). For a smooth complete toric variety , the Chow ring $A^(X_\Sigma) = \bigoplus_{k} A^k(X_\Sigma)D_\rho\rho \in \Sigma(1)M \to \mathbb{Z}^{\Sigma(1)} \to \mathrm{Pic}(X_\Sigma) \to 0D_{\rho_1} \cdots D_{\rho_k} = 0{\rho_1, \ldots, \rho_k}\Sigma$.*
The Chow-ring formula for smooth complete toric varieties is the Stanley-Reisner ring of the fan , modulo linear relations from . Danilov's 1978 survey (Russian Math. Surveys 33, 97-154) established this for the rational-coefficient Chow ring; Fulton-Sturmfels 1997 (Topology 36, 335-353) extended it to integer coefficients and gave a combinatorial proof via the localisation theorem for -equivariant cohomology (Atiyah-Bott 1984, Topology 23, 1-28; Goresky-Kottwitz-MacPherson 1998, Inventiones Mathematicae 131, 25-83). The Stanley-Reisner description makes cohomology computations on toric varieties effective and combinatorial, including Hirzebruch-Riemann-Roch (Brion-Vergne 1997).
Theorem (Cox-quotient presentation; Cox 1995). Let be a toric variety with free abelian. Then is the GIT quotient $$ X_\Sigma = (\mathbb{C}^{\Sigma(1)} \setminus Z(\Sigma)) / G, $$ where $G = \mathrm{Hom}(\mathrm{Pic}(X_\Sigma), \mathbb{C}^)\mathbb{C}^{\Sigma(1)}0 \to M \to \mathbb{Z}^{\Sigma(1)} \to \mathrm{Pic}(X_\Sigma) \to 0Z(\Sigma)\bigcup_{C \notin \Sigma} V(C)C$ ranging over coordinate subspaces.*
Cox's 1995 paper (Journal of Algebraic Geometry 4, 17-50) reframed toric geometry through the homogeneous coordinate ring — a polynomial ring with one variable per ray of the fan, graded by . The toric variety becomes a GIT quotient of an affine space by a torus, with the quotient stratification controlled by the fan combinatorics. This perspective unifies projective and toric geometry under a single functorial framework and has been the foundation for modern toric mirror symmetry (Batyrev-Borisov 1996), Cox-ring methods in algebraic geometry (Hu-Keel 2000, Michigan Math. Journal 48, 331-348), and computational toric algorithms (Macaulay2, Polymake, SageMath).
Synthesis. The toric variety from a fan is the combinatorial bridge from convex geometry to global algebraic geometry, and the central insight is that the fan — a finite collection of cones in subject to face-closure and intersection-as-face axioms — encodes a global normal -variety whose every geometric property reads off from the cones. Three structural results — gluing existence (the cocycle condition holds tautologically), separatedness (semigroup-algebra surjectivity at intersections), and Sumihiro's classification (every normal -toric variety arises this way) — combine into a single equivalence of categories: fans normal -toric varieties. The bridge is exactly the duality of [04.11.01]: the fan in encodes which characters of extend to regular functions on which open piece of , the dual cones supply the local coordinate rings, and the global variety is assembled from the local pictures along face inclusions.
Putting these together, the four criteria — separatedness, completeness, smoothness, projectivity — fully classify the geometric type of in terms of : separatedness holds automatically for fans (axiom (ii)), completeness iff , smoothness iff every cone is simplicial unimodular, projectivity iff is the normal fan of a polytope. The foundational reason this combinatorial classification is exhaustive is Sumihiro's equivariant-covering theorem: every normal -variety with a dense orbit is captured by a fan, so no normal toric variety escapes the combinatorial framework. This is exactly what makes toric geometry an effectively combinatorial laboratory for global algebraic geometry, generalises the affine-local picture of [04.11.03] to a global picture, and is dual to the local-to-global passage from cones to fans.
The fan-to-toric construction generalises in three directions worth recording. To non-simplicial fans with non-rational cones, the construction may still exist as an algebraic space or stack rather than a scheme — the regime of toroidal embeddings (KKMS 1973) and logarithmic toric stacks (Olsson 2008). To infinite fans with countably many cones, the construction extends to ind-toric varieties used in affine Grassmannians and infinite-dimensional Lie theory (Kac-Moody groups, Mathieu 1988). To arbitrary base schemes instead of , the construction produces toric schemes over , specialising to toric varieties over each fibre and degenerating to combinatorial Stanley-Reisner schemes over ; this is the foundation for integral models of toric varieties in arithmetic geometry, used by Demazure and Grothendieck in the development of reductive group schemes. The pattern recurs — each generalisation preserves the cone-to-variety dictionary developed here, with technical modifications recording the deviation from the rational case over .
Full proof set [Master]
Proposition (separatedness of ), proof. Given in Exercise 4: for any two maximal cones , the face-correspondence theorem of [04.11.02] gives (Minkowski sum), hence ; the multiplication map is surjective, dualising to a closed immersion of , which is the diagonal ; gluing these closed immersions gives the diagonal of , so is separated.
Proposition (completeness criterion), proof. Given in Exercise 7: the valuative criterion applied to torus-valued points translates a to a cocharacter ; the extension to exists iff lies in some cone of , iff ; ranging over all (achievable by varying the DVR ), properness holds iff , iff .
Proposition (smoothness criterion), proof. Given in part (d) of the main theorem: smoothness is local, is smooth iff every chart is smooth, and is smooth iff is simplicial unimodular by the smoothness criterion of [04.11.03] (Demazure 1970). Hence is smooth iff every cone is simplicial unimodular.
Proposition (projectivity criterion), proof. Given in Exercise 8: () The normal fan of a lattice polytope gives a complete fan; the polarisation line bundle has lattice-point basis , and when has full -dimensional interior the associated morphism is a closed embedding. () Conversely, an ample -equivariant line bundle on has Newton polytope a lattice polytope, and the vertex cones of recover the maximal cones of , exhibiting as the normal fan of .
Proposition (Sumihiro's classification), proof sketch. Let be a normal algebraic variety over with a -action having a dense open orbit. Then there is a fan in , unique up to lattice isomorphism, with -equivariantly.
Proof. By Sumihiro's general equivariant covering theorem (1974, Journal of Mathematics of Kyoto University 14, 1-28), admits a -equivariant cover by -stable affine open subvarieties . Each is normal (subvariety of ), affine (by construction), and has a -action; the dense -orbit of restricts to a dense -orbit of (since is open and contains points of the dense orbit). Hence each is a normal affine -variety with dense -orbit.
By the classification of affine toric varieties from [04.11.03] (Demazure 1970), every normal affine -variety with dense orbit is of the form for a unique strongly convex rational polyhedral cone (where is the cocharacter lattice of ). Hence for some cone .
For the overlaps: is open in both and , -stable, and normal — hence also a normal affine -variety with dense orbit (the dense orbit of restricts to a dense orbit of the overlap). By the classification, for some cone . The two open immersions and correspond (by face-functoriality, [04.11.03]) to face inclusions and . The cone is therefore a common face of and , and by uniqueness of the affine cone for a normal affine -variety with dense orbit, (intersection as cones in ).
The collection is closed under faces (by definition) and intersection (since is a common face, hence belongs to ). Hence is a fan, and the gluing of the along the overlaps produces .
Uniqueness: the cones are determined by the closed -fixed points of (each has its unique -fixed point at the closed orbit) and the orbit structure (orbits in bijection with faces of , orbit-cone correspondence [04.11.05]). A -equivariant isomorphism induces an isomorphism of cocharacter lattices and a bijection of cones preserving the face structure — that is, a fan isomorphism.
Proposition (functoriality ), proof. The assignment extends to a functor to the category of normal -toric varieties, with morphisms induced by lattice maps respecting cones.
Proof. Given a fan morphism (a -linear map such that for every there exists with ), construct the toric morphism on each affine piece by the comorphism on semigroup algebras $$ \phi^* : \mathbb{C}[S_{\sigma'}] \to \mathbb{C}[S_\sigma], \qquad \chi^{m'} \mapsto \chi^{\phi^(m')}, $$ where $\phi^ : M' \to M\phi^S_{\sigma'} = (\sigma')^\vee \cap M'S_\sigma = \sigma^\vee \cap M\phi_\mathbb{R}(\sigma) \subseteq \sigma'm' \in (\sigma')^\vee\langle m', \phi_\mathbb{R}(u)\rangle \geq 0u \in \sigma\langle \phi^(m'), u\rangle \geq 0\phi^*(m') \in \sigma^\vee$.
The local morphisms are compatible with face inclusions (since preserves face containment by linearity), so they glue to a global morphism . The functor laws (identity, composition) follow from the corresponding laws on lattice maps. -equivariance follows from the -grading being preserved by .
The functor is faithful (lattice maps are determined by their action on , recoverable from the morphism of varieties via the -character group of the open orbit) and full (every -equivariant morphism arises from a fan morphism, by the classification of -equivariant morphisms between normal toric varieties — Cox-Little-Schenck Theorem 3.3.4). Hence the functor is fully faithful.
Essential surjectivity is Sumihiro's classification: every normal -toric variety arises as for some fan. Combined with full faithfulness, the functor is an equivalence of categories.
Connections [Master]
Affine toric variety
04.11.03. The local building blocks of . Each cone contributes an affine chart , and the face-functoriality developed in the prerequisite unit supplies the open immersions along which the affine pieces glue. The toric variety is exactly the colimit of these affine pieces along their face-inclusion morphisms. Sumihiro's classification reduces the global toric problem to the affine case by the equivariant covering theorem, making[04.11.03]the technical core of this unit.Rational polyhedral cone and dual cone
04.11.02. The combinatorial input of the fan-to-toric construction. The face-correspondence theorem of the prerequisite unit gives , which is the foundational reason that the diagonal is a closed immersion — the central step in the separatedness theorem for . Gordan's lemma supplies finite generation of the dual semigroups, hence finite-type-ness of .Algebraic torus and character/cocharacter lattices
04.11.01. The torus acts on with a dense open orbit equal to itself (the chart corresponding to the zero cone, shared by every ). The character lattice encodes the regular functions on that are -semi-invariant — namely those characters such that extends to a regular function on for some , equivalently for that cone. The cocharacter lattice encodes the one-parameter subgroups of , whose limit behaviour in records the orbit-cone correspondence of[04.11.06].Projective space
04.07.01. The most fundamental toric variety beyond affine space: for the fan with rays in (the standard basis together with ) and all maximal cones spanned by proper subsets of these rays. The standard affine cover of by copies of is recovered as the affine cover for the maximal cones of . The Segre embedding of corresponds to the product fan, illustrating the general pattern that products of toric varieties correspond to products of fans.Smoothness and completeness via fans
04.11.05. The downstream sibling unit that turns the criteria stated in parts (c)–(d) of the key theorem into the two geometric tests of the fan-to-toric dictionary: is complete iff , and is smooth iff every cone is simplicial unimodular. The valuative-criterion argument and the local Demazure criterion that appear here are developed at full length in[04.11.05], with the smoothness criterion extended to the global via the affine cover from this unit. The foundational reason these two tests are exhaustive is the fan-to-toric correspondence proved here.Orbit-cone correspondence
04.11.06. The next sibling unit: -orbits in are in inclusion-reversing bijection with cones of , with the orbit corresponding to a cone of dimension having dimension . The orbit-closure stratification of matches the face-inclusion stratification of . The proof uses the face-functoriality of[04.11.03]together with the gluing developed here to identify orbits as locally affine pieces of the global toric variety.Toric resolution of singularities
04.11.07. Every toric variety admits a -equivariant resolution by smooth refinement of the fan via iterated star subdivision (Demazure 1970, KKMS 1973). The combinatorial nature of toric resolution — algorithmic where Hironaka's general resolution is non-constructive — made toric geometry the first testbed for resolution-of-singularities conjectures, and remains a working laboratory for understanding the geometry of birational maps. For toric surfaces, the resolution is the Hirzebruch-Jung continued-fraction algorithm.Toric divisor and support function
04.11.08. The -invariant prime divisors of are exactly the orbit closures for rays , with the divisor lattice generated by ray data of the fan. Cartier divisors on are encoded by support functions — piecewise-linear functions on that are linear on each cone — and the chart-cocycle compatibility uses precisely the overlap structure developed here. The toric-divisor unit builds the divisorial layer on top of the fan-to-toric construction.Toric Picard group
04.11.09. The Picard exact sequence presents the Picard group of as a finite quotient of free abelian groups, with the lattice data supplying every ingredient. The toric ampleness criterion (strict convexity of the support function on ) sharpens the projectivity criterion proved here, identifying the ample cone in as a rational polyhedral cone computable from fan data. The toric Picard unit is the line-bundle classification built directly on the fan-to-toric dictionary.Polytope-fan correspondence
04.11.10. Projective toric varieties are classified by lattice polytopes via (normal fan) and (Newton polytope of an ample line bundle). This is the algebraic side of the Delzant correspondence on the symplectic side (Delzant 1988), and the polytope records both the toric variety and an ample polarisation simultaneously. The lattice points are an explicit basis of global sections of the polarisation , making polytopes a working tool for computing cohomology of projective toric varieties.Scheme
04.02.01and affine scheme04.02.02. The toric variety is a separated normal scheme of finite type over , with the standard scheme-theoretic structure inherited from the gluing of affine schemes . The gluing lemma for schemes (Grothendieck's EGA I §0.4 or Hartshorne Ex. II.2.12) is the foundational tool for the fan-to-toric construction, and the cocycle condition is verified automatically by the fan axioms together with the localisation structure of the affine pieces from[04.11.03].Resolution of singularities
04.06.02. The toric resolution theorem (every admits a -equivariant resolution by fan refinement) is the toric implementation of Hironaka's 1964 theorem on resolution of singularities over fields of characteristic zero. The toric case is algorithmic: a constructive procedure produces the smooth refinement in finitely many steps, whereas Hironaka's general proof is a non-constructive Noetherian-induction argument. The toric setting was the first context where resolution was understood algorithmically, and the algorithmic perspective has since motivated significant research on constructive resolution (Bierstone-Milman 1997, Encinas-Villamayor 2003, Włodarczyk 2005).Mikhalkin's correspondence theorem
04.12.05. The downstream tropical-enumerative-geometry unit takes the toric surface from the inner-normal fan of a Newton polygon as the algebraic-geometric home for complex algebraic curves of Newton polygon . The unbounded rays of a tropical curve in correspond bijectively to the rays of the fan , with the multiset of primitive unbounded directions matching the primitive normal vectors to the edges of . Mikhalkin's count of complex algebraic curves through generic points in equals the tropical count on the dual side, with each tropical curve weighted by a lattice-multiplicity product over its vertices. The fan-and-toric-variety dictionary of this unit is the structural backbone on which the surface-level correspondence sits.Nishinou-Siebert correspondence
04.12.06. The higher-dimensional generalisation of Mikhalkin uses the toric variety from a complete simplicial fan in as the target of a toric degeneration whose special fibre is the union of toric components indexed by maximal cones of . The dual intersection complex — built from the polyhedral subdivision refining a polytope of an ample line bundle on — is the polyhedral base on which tropical curves are counted, and the Nishinou-Siebert lift assembles complex algebraic curves on from these tropical curves via log Gromov-Witten degeneration. The fan-to-toric-variety construction of this unit is the foundational input to the toric-degeneration mechanism that powers the higher-dimensional correspondence.Toric degeneration of a Calabi-Yau variety
04.12.07. The downstream Calabi-Yau-degeneration unit builds its central fibre as a union of toric varieties indexed by cells of a polyhedral subdivision : each toric component is constructed from its cell via the polytope-fan dictionary specialised on the fan-to-toric construction of this unit. The polytope-fan construction is the foundational reason the toric-degeneration setup of[04.12.07]works: without the fan-to-toric dictionary developed here, there would be no way to assemble the central fibre from polyhedral subdivision data.Dual intersection complex; tropical manifold
04.12.08. The downstream dual-intersection-complex unit builds from the dual cones assembled into a (non-fan) cone complex; the building blocks are strongly convex rational polyhedral cones with face relations — exactly the fan-theoretic cones of this unit. The dual intersection complex is not itself a fan (it carries additional integral affine and singularity structure), but its combinatorial primitives are the fan-cones developed here, and the fan-to-toric construction is the foundational reason each maximal cell corresponds to an affine toric piece of the central fibre.Gross-Siebert reconstruction theorem
04.12.09. The downstream reconstruction theorem reconstructs a toric degeneration of Calabi-Yau varieties whose central fibre is a union of toric varieties indexed by maximal cells of the tropical-manifold polyhedral decomposition . Each is constructed from the cell by the fan-to-toric construction of this unit, and the reconstruction theorem builds on this fan-and-toric primitive to produce the formal smoothing. The fan-and-toric dictionary is the structural backbone on which the Gross-Siebert reconstruction is built.Slab function and structure of a tropical manifold
04.12.11. The downstream slab-function unit places, on every maximal cell of , the affine toric variety — the toric variety of the apex fan in via the fan-to-toric construction of this unit. The slab functions paste these affine toric pieces into the central fibre exactly as the fan-gluing prescription developed here pastes affine pieces into . The structure then deforms this fan-gluing pasting order-by-order in .
Historical & philosophical context [Master]
The toric variety from a fan was first constructed in modern form by Michel Demazure in Sous-groupes algébriques de rang maximum du groupe de Cremona (Annales scientifiques de l'École normale supérieure, 4e série, tome 3, 1970, pp. 507-588) [Demazure 1970]. Demazure's motivation was the classification of algebraic subgroups of the Cremona group of maximal rank, and the fan-to-toric construction arose as the combinatorial language for enumerating the -equivariant compactifications of the torus . Demazure's paper established the gluing construction, the smoothness criterion (every cone simplicial unimodular), and the basic functoriality on fan morphisms. The term "espace torique" ("toric space" in English) is due to Demazure.
The scheme-theoretic foundations were systematised by George Kempf, Finn Faye Knudsen, David Mumford, and Bernard Saint-Donat in Toroidal Embeddings I (Lecture Notes in Mathematics 339, Springer 1973) [pending], where the fan formalism was recast as a tool for resolving singularities and compactifying equivariant varieties over arbitrary base schemes. KKMS's "toroidal embedding" is the local-étale model for varieties that look étale-locally like toric varieties; the global toric setting (where the variety is genuinely a fan-gluing) is the rigid combinatorial special case. The KKMS volume also established the toric resolution theorem — every fan admits a smooth refinement obtained by iterated star subdivision — making toric geometry the first testbed for resolution-of-singularities algorithms.
Hideyasu Sumihiro's Equivariant completion (Journal of Mathematics of Kyoto University 14, 1974, pp. 1-28) [Sumihiro 1974] proved the foundational equivariant-covering theorem: every normal -variety admits a -equivariant affine open cover. Applied to normal toric varieties, this classifies them as gluings from fans, completing the bijection between fans and normal toric varieties. Sumihiro's paper is the bridge from the affine-local picture of Demazure to the global classification — without Sumihiro's theorem, one would have only the affine-local picture; with it, every normal toric variety is captured by a fan. Sumihiro's 1975 follow-up Equivariant completion II (Journal of Mathematics of Kyoto University 15, 573-605) extended the theorem to non-toric reductive-group actions.
The Japanese-school perspective was consolidated by Tadao Oda in Convex Bodies and Algebraic Geometry (Ergebnisse 15, Springer 1988) [pending], an authoritative monograph emphasising the dual-cone formalism, the global toric construction, the orbit-cone correspondence, and the polytope-fan dictionary. Oda's book is the canonical mid-1980s reference and was the standard text until Fulton's 1993 volume superseded it for many uses. Vasily Danilov's 1978 survey The geometry of toric varieties (Russian Mathematical Surveys 33(2), 97-154) [Danilov 1978] is the canonical pre-Fulton English survey, explicitly cited by Fulton as the immediate predecessor; Danilov's article also established the Stanley-Reisner description of toric cohomology.
William Fulton's Introduction to Toric Varieties (Princeton 1993) [Fulton 1993] is the canonical short textbook of modern toric geometry, organising the cone-fan-variety dictionary into a coherent narrative covering smoothness, completeness, projectivity, divisors, line bundles, cohomology, and the polytope correspondence. David Cox, John Little, and Henry Schenck's Toric Varieties (American Mathematical Society 2011) [pending] is the modern thousand-page treatment, extending Fulton with additional material on Cox-quotients, toric mirror symmetry, GKZ-systems, and arithmetic-geometric applications.
The fan-to-toric construction took its modern functorial form in David Cox's 1995 paper The homogeneous coordinate ring of a toric variety (Journal of Algebraic Geometry 4, 17-50) [Cox 1995], where the Cox quotient presents the toric variety as a GIT quotient of an affine space by a torus. This perspective unifies projective and toric geometry under a common functorial framework and has been the foundation for modern toric mirror symmetry (Batyrev-Borisov 1996), Cox-ring methods in algebraic geometry, and computational toric algorithms in Macaulay2, Polymake, and SageMath.
Friedrich Hirzebruch's introduction of the surfaces in Über eine Klasse von einfach-zusammenhängenden komplexen Mannigfaltigkeiten (Mathematische Annalen 124, 1951, pp. 77-86) [Hirzebruch 1951] predates the toric formalism by two decades but was identified as a toric example by Demazure (1970), illustrating the general pattern that classical examples from algebraic surface theory often have toric models with explicit fan presentations. The toric interpretation of the Hirzebruch surfaces (Exercise 3) is now a standard fixture of introductory toric-variety pedagogy.
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